Monthly New Motor Vehicle Sales Survey - 2021

Why do we conduct this survey?

This survey is conducted by Statistics Canada in order to collect the necessary information to support the Integrated Business Statistics Program (IBSP). This program combines various survey and administrative data to develop comprehensive measures of the Canadian economy.

The automotive industry plays a prominent role in the Canadian economy. This survey provides information on the sales of new motor vehicles in Canada by North American and overseas automobile manufacturers. This information serves as a very important indicator of Canadian economic performance and is required by government in establishing informed economic policies. The business community uses this information to analyze market performance and developments.

Your information may also be used by Statistics Canada for other statistical and research purposes.

Your participation in this survey is required under the authority of the Statistics Act.

Other important information

Authorization to collect this information

Data are collected under the authority of the Statistics Act, Revised Statutes of Canada, 1985, Chapter S-19.

Confidentiality

By law, Statistics Canada is prohibited from releasing any information it collects that could identify any person, business, or organization, unless consent has been given by the respondent, or as permitted by the Statistics Act. Statistics Canada will use the information from this survey for statistical purposes only.

Record linkages

To enhance the data from this survey and to reduce the reporting burden, Statistics Canada may combine the acquired data with information from other surveys or from administrative sources.

Data-sharing agreements

To reduce respondent burden, Statistics Canada has entered into data-sharing agreements with provincial and territorial statistical agencies and other government organizations, which have agreed to keep the data confidential and use them only for statistical purposes. Statistics Canada will only share data from this survey with those organizations that have demonstrated a requirement to use the data.

Section 11 of the Statistics Act provides for the sharing of information with provincial and territorial statistical agencies that meet certain conditions. These agencies must have the legislative authority to collect the same information, on a mandatory basis, and the legislation must provide substantially the same provisions for confidentiality and penalties for disclosure of confidential information as the Statistics Act. Because these agencies have the legal authority to compel businesses to provide the same information, consent is not requested and businesses may not object to the sharing of the data.

For this survey, there are Section 11 agreements with the provincial and territorial statistical agencies of Newfoundland and Labrador, Nova Scotia, New Brunswick, Quebec, Ontario, Manitoba, Saskatchewan, Alberta, British Columbia and the Yukon. The shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province or territory.

Section 12 of the Statistics Act provides for the sharing of information with federal, provincial or territorial government organizations.

Under Section 12, you may refuse to share your information with any of these organizations by writing a letter of objection to the Chief Statistician, specifying the organizations with which you do not want Statistics Canada to share your data and mailing it to the following address:

Chief Statistician of Canada
Statistics Canada
Attention of Director, «Insert division name»
150 Tunney's Pasture Driveway
Ottawa, Ontario
K1A 0T6

You may also contact us by email at statcan.retailinfo-infodetaillants.statcan@statcan.gc.ca or by fax at «insert fax number».

For this survey, there are Section 12 agreements with the statistical agencies of Prince Edward Island, the Northwest Territories and Nunavut.

For agreements with provincial and territorial government organizations, the shared data will be limited to information pertaining to business establishments located within the jurisdiction of the respective province or territory.

Business or organization and contact information

1. Verify or provide the business or organization's legal and operating name and correct where needed.

Note: Legal name modifications should only be done to correct a spelling error or typo.

Legal Name

The legal name is one recognized by law, thus it is the name liable for pursuit or for debts incurred by the business or organization. In the case of a corporation, it is the legal name as fixed by its charter or the statute by which the corporation was created.

Modifications to the legal name should only be done to correct a spelling error or typo.

To indicate a legal name of another legal entity you should instead indicate it in question 3 by selecting 'Not currently operational' and then choosing the applicable reason and providing the legal name of this other entity along with any other requested information.

Operating Name

The operating name is a name the business or organization is commonly known as if different from its legal name. The operating name is synonymous with trade name.

  • Legal name
  • Operating name (if applicable)

2. Verify or provide the contact information of the designated business or organization contact person for this questionnaire and correct where needed.

Note: The designated contact person is the person who should receive this questionnaire. The designated contact person may not always be the one who actually completes the questionnaire.

  • First name
  • Last name
  • Title
  • Preferred language of communication
    • English
    • French
  • Mailing address (number and street)
  • City
  • Province, territory or state
  • Postal code or ZIP code
  • Country
    • Canada
    • United States
    • Email address
  • Telephone number (including area code)
    Extension number (if applicable). The maximum number of characters is 10.
  • Fax number (including area code)

3. Verify or provide the current operational status of the business or organization identified by the legal and operating name above.

  • Operational
  • Not currently operational
    Why is this business or organization not currently operational?
    • Seasonal operations
      • When did this business or organization close for the season?
        • Date
      • When does this business or organization expect to resume operations?
        • Date
    • Ceased operations
      • When did this business or organization cease operations?
        • Date
      • Why did this business or organization cease operations?
        • Bankruptcy
        • Liquidation
        • Dissolution
        • Other - Specify the other reasons why the operations ceased
    • Sold operations
      • When was this business or organization sold?
        • Date
      • What is the legal name of the buyer?
    • Amalgamated with other businesses or organizations
      • When did this business or organization amalgamate?
        • Date
      • What is the legal name of the resulting or continuing business or organization?
      • What are the legal names of the other amalgamated businesses or organizations?
    • Temporarily inactive but will re-open
      • When did this business or organization become temporarily inactive?
        • Date
      • When does this business or organization expect to resume operations?
        • Date
      • Why is this business or organization temporarily inactive?
    • No longer operating due to other reasons
      • When did this business or organization cease operations?
        • Date
      • Why did this business or organization cease operations?

4. Verify or provide the current main activity of the business or organization identified by the legal and operating name above.

Note: The described activity was assigned using the North American Industry Classification System (NAICS).

This question verifies the business or organization's current main activity as classified by the North American Industry Classification System (NAICS). The North American Industry Classification System (NAICS) is an industry classification system developed by the statistical agencies of Canada, Mexico and the United States. Created against the background of the North American Free Trade Agreement, it is designed to provide common definitions of the industrial structure of the three countries and a common statistical framework to facilitate the analysis of the three economies. NAICS is based on supply-side or production-oriented principles, to ensure that industrial data, classified to NAICS, are suitable for the analysis of production-related issues such as industrial performance.

The target entity for which NAICS is designed are businesses and other organizations engaged in the production of goods and services. They include farms, incorporated and unincorporated businesses and government business enterprises. They also include government institutions and agencies engaged in the production of marketed and non-marketed services, as well as organizations such as professional associations and unions and charitable or non-profit organizations and the employees of households.

The associated NAICS should reflect those activities conducted by the business or organizational units targeted by this questionnaire only, as identified in the 'Answering this questionnaire' section and which can be identified by the specified legal and operating name. The main activity is the activity which most defines the targeted business or organization's main purpose or reason for existence. For a business or organization that is for-profit, it is normally the activity that generates the majority of the revenue for the entity.

The NAICS classification contains a limited number of activity classifications; the associated classification might be applicable for this business or organization even if it is not exactly how you would describe this business or organization's main activity.

Please note that any modifications to the main activity through your response to this question might not necessarily be reflected prior to the transmitting of subsequent questionnaires and as a result they may not contain this updated information.

The following is the detailed description including any applicable examples or exclusions for the classification currently associated with this business or organization.

Description and examples

  • This is the current main activity
  • This is not the current main activity

Provide a brief but precise description of this business or organization's main activity

e.g., breakfast cereal manufacturing, shoe store, software development

Main activity

5. You indicated that is not the current main activity. Was this business or organization's main activity ever classified as: ?

  • Yes
    • When did the main activity change?
      Date
  • No

6. Search and select the industry classification code that best corresponds to this business or organization's main activity.

Select this business or organization's activity sector (optional)

  • Farming or logging operation
  • Construction company or general contractor
  • Manufacturer
  • Wholesaler
  • Retailer
  • Provider of passenger or freight transportation
  • Provider of investment, savings or insurance products
  • Real estate agency, real estate brokerage or leasing company
  • Provider of professional, scientific or technical services
  • Provider of health care or social services
  • Restaurant, bar, hotel, motel or other lodging establishment
  • Other sector

Enter keywords or a brief description, then press the Search button

Method of collection

1. For [Month], 2021 , this survey collects information on the following:

  • the type of vehicle sold, i.e., passenger cars, minivans, passenger vans and SUVs, light trucks (e.g.,, classes 1, 2, 3) heavy trucks (e.g., classes 4, 5, 6, 7, 8), and buses and coaches;
  • for each type of vehicle sold, the fuel type, i.e., zero-emission and all other fuel types
  • for each type of vehicle sold, the number and dollar value sold by province and territory.

You have the option of completing the electronic questionnaire, which involves filling out one worksheet for each type of vehicle sold, or attaching files containing the required information.

Please indicate your preferred method of completion.

  • Answering the remaining questions
  • Attaching files

Attach files

2. Please attach up to five files that provide the information required for this survey, that is, the total number and dollar value of vehicles sold, broken down by province, fuel type (e.g., zero-emission and all other fuel types) and type of vehicle (e.g., passenger cars, minivans, passenger vans and SUVs, light trucks, heavy trucks and buses/coaches).

To attach files

  • Press the Attach files button.
  • Choose the file to attach. Multiple files can be attached.

Note:

  • Each file must not exceed 5 MB.
  • All attachments combined must not exceed 50 MB.
  • The name and size of each file attached will be displayed on the page.

Vehicle types

1. Please indicate the type(s) of vehicles sold.

Select all that apply.

Passenger Cars
Include all automobiles sold whose primary function is to carry passengers, such as those used for commercial purposes (i.e., taxis, auto rentals and any other fleets).

Minivans, Passenger Vans and SUVs (including crossovers)
Include all minivans, passenger vans and SUVs (including crossovers) sold regardless of the intended use.

Light Trucks (e.g., classes 1, 2, 3) GVWR ranges from 0-14000lb
Include all light trucks sold regardless of the intended use.

Heavy Trucks (e.g., classes 4, 5, 6, 7, 8) GVWR exceeding 14000lb
Include all heavy trucks and vans sold regardless of the intended use.

Buses and Coaches
Include all buses and coaches sold regardless of the intended use.

Passenger car sales

2. Please report the number and value of passenger cars sold.

Include:

  • all automobiles sold for the primary purpose of carrying passengers, including those used for commercial purposes (e.g., taxis, auto rentals and any other fleets)
  • demonstrator automobiles sold to the consumers
Please report the number and value of passenger cars sold.
  Number of Zero-Emission Passenger Cars Dollar Value Can$ Number of all other fuel types Passenger Cars Dollar Value Can$
Newfoundland and Labrador        
Prince Edward Island        
Nova Scotia        
New Brunswick        
Quebec        
Ontario        
Manitoba        
Saskatchewan        
Alberta        
British Columbia        
Yukon        
Northwest Territories        
Nunavut        

Minivan, passenger van and SUV (including crossovers) sales

3. Please report the number and value of minivans, passenger vans and SUVs (including crossovers) sold.

Please report the number and value of minivans, passenger vans and SUVs (including crossovers) sold.
  Number of Zero-Emission Minivans, Passenger Vans and SUVs (including crossovers) Dollar Value Can$ Number of all other fuel types Minivans, Passenger Vans and SUVs (including crossovers) Dollar Value Can$
Newfoundland and Labrador        
Prince Edward Island        
Nova Scotia        
New Brunswick        
Quebec        
Ontario        
Manitoba        
Saskatchewan        
Alberta        
British Columbia        
Yukon        
Northwest Territories        
Nunavut        

Light truck sales

4 . Please report the number and value of light trucks (e.g., classes 1, 2, 3) sold.

Include all light trucks and vans sold regardless of the intended use.

Please report the number and value of light trucks (e.g., classes 1, 2, 3) sold.
  Number of Zero-Emission Light Trucks Dollar Value Can$ Number of all other fuel types Light Trucks Dollar Value Can$
Newfoundland and Labrador        
Prince Edward Island        
Nova Scotia        
New Brunswick        
Quebec        
Ontario        
Manitoba        
Saskatchewan        
Alberta        
British Columbia        
Yukon        
Northwest Territories        
Nunavut        

Heavy truck sales

5 . Please report the number and value of heavy trucks (e.g., classes 4, 5, 6, 7, 8) sold.

Include all heavy trucks and vans sold regardless of the intended use.

Please report the number and value of heavy trucks (e.g., classes 4, 5, 6, 7, 8) sold
  Number of Zero-Emission Heavy Trucks Dollar Value Can$ Number of all other fuel types Heavy Trucks Dollar Value Can$
Newfoundland and Labrador        
Prince Edward Island        
Nova Scotia        
New Brunswick        
Quebec        
Ontario        
Manitoba        
Saskatchewan        
Alberta        
British Columbia        
Yukon        
Northwest Territories        
Nunavut        

Bus and coach sales

6. Please report the number and value of buses and coaches sold.

Include all buses and coaches sold regardless of the intended use.

Please report the number and value of buses and coaches sold.
  Number of Zero-Emission Buses and coaches Dollar Value Can$ Number of all other fuel types Buses Dollar Value Can$
Newfoundland and Labrador        
Prince Edward Island        
Nova Scotia        
New Brunswick        
Quebec        
Ontario        
Manitoba        
Saskatchewan        
Alberta        
British Columbia        
Yukon        
Northwest Territories        
Nunavut        

Contact person

1. Statistics Canada may need to contact the person who completed this questionnaire for further information. Is Provided Given Names, Provided Family Name the best person to contact?

  • Yes
  • No

Who is the best person to contact about this questionnaire?

  • First name
  • Last name
  • Title
  • Email address
  • Telephone number (including area code)
  • Extension number (if applicable)
    The maximum number of characters is 5.
  • Fax number (including area code)

Feedback

1. How long did it take to complete this questionnaire?

Include the time spent gathering the necessary information.

  • Hours
  • Minutes

2. Do you have any comments about this questionnaire?

Table of contents

Introduction

The Privacy Act gives Canadian citizens and people living in Canada the right to access their personal information being held by federal government institutions. The Act also protects against unauthorized disclosure of that personal information and it strictly controls how the government collects, uses, stores, discloses, and disposes of any personal information.

The Annual Report on the Administration of the Privacy Act is prepared and submitted, in accordance with section 72 of the Act, and it covers the period from April 1, 2018, to March 31, 2019. The report is tabled in Parliament.

Administration of the Privacy Act

The Privacy Act, which concerns itself with personal information, stipulates that government institutions can collect personal information only if it relates to the operation of programs or activities of these institutions. In the case of Statistics Canada, the Statistics Act provides the authority to collect personal information for statistical purposes. The privacy legislation demands that government institutions inform those from whom information is collected about the purpose of the collection. In addition, institutions are required to protect the collected information from disclosure.

The administration of the privacy legislation within Statistics Canada and the Access to Information and Privacy Coordinator for the Agency is the Director of the Office of Privacy Management and Information Coordination (formerly Information Management Division), who is also the ATIP Coordinator.

Organization and mandate of Statistics Canada

Statistics Canada's mandate derives primarily from the Statistics Act. The Act requires that the Agency collect, compile, analyze and publish statistical information on the economic, social, and general conditions of the country and its citizens. The Act also requires that Statistics Canada coordinate the national statistical system, in particular, to avoid duplication in the information collected by government. To this end, the Chief Statistician may enter into joint data collection or sharing agreements with provincial and territorial statistical agencies, as well as with federal, provincial and territorial government departments, pursuant to provisions of the Act.

The Statistics Act specifically requires Statistics Canada to conduct a Census of Population and a Census of Agriculture every five years. The Act also gives the Agency substantial powers to request information for statistical purposes through surveys of Canadian businesses and households. Under the Act, the Chief Statistician determines whether a survey will be mandatory or voluntary. Statistics Canada has generally made voluntary household data collection other than the Census of Population and the Labour Force Survey, as the latter produces key economic data. The Census of Agriculture and most other business surveys are mandatory. Refusal to participate in a mandatory survey is subject to legal penalties.

By law, Statistics Canada can also access administrative records, including personal and business tax data, credit information, customs declarations, and birth and death records. Such records are critical sources of statistical information that enable the Agency to reduce the reporting burden on businesses and individual respondents. Statistics Canada is considered a leader among the world's statistical agencies in reducing reporting burden by using administrative data.

These mechanisms help Statistics Canada to fulfill its commitment to ensuring that Canadians have all the key information on Canada's economy, society and environment that they require to function effectively as citizens and decision-makers in a rapidly evolving world.

Delegation instrument

The delegation instrument exercises the powers and functions of the Minister as the head of a government institution, pursuant to section 73 of the Privacy Act. The current detailed list of authorities under the Privacy Act has been formally delegated by the Minister of Industry (Appendix A) as of November 2017 and provides full delegated authority to the Director of the Office of Privacy Management and Information Coordination (formerly the Information Management Division) and the Chief, Statistical Agreement, Legislation and Licensing Section.

Resources

The Access to Information and Privacy (ATIP) Office operates within an allocation of 2.07 persons/year. The Director of the Office of Privacy Management and Information Coordination and the Chief, Statistical Agreement, Legislation and Licensing Section have been delegated all the responsibilities. The Chief and Senior Statistical and Legal Analysts are dedicated part-time to the administration of the ATIP Office.  A Senior Access to Information and Privacy Project Manager and a Senior Access to Information analyst work are assigned on a full-time basis to this responsibility.

Statistical report

The statistical report provides aggregate data on the application of the Privacy Act. This information is made public annually in an Info Source Bulletin, and is included with the annual report. The following includes the statistical report on privacy for the current reporting period (Appendix B).

Implementation: Privacy

The Privacy Act has a substantial impact on Statistics Canada, but the impact cannot be measured only by the number of requests processed. Although society seeks a broader range of detailed information, it also demands more accountability on the part of government about the collection of personal information and the purposes served by the information. The Agency has taken a number of initiatives to address the privacy challenges this dichotomy raises.

Statistics Canada has internal directives that reflect the basic principles found in the Privacy Act. The Agency's Directive on Informing Survey Respondents requires that all respondents be informed of the expected use of the statistics produced from the survey results, the authority under which the survey is taken, their obligation to respond, the confidentiality protection given to all information collected under the Statistics Act, and any data-sharing arrangements pursuant to provisions of the Statistics Act.

Statistics Canada also developed the Directive on Microdata Linkage to respond to concerns of both respondents and privacy advocates on the potential of matching an individual's information gathered from a variety of sources.

These two directives not only support compliance with the letter and the spirit of the Privacy Act, but also demonstrate the Agency's commitment to the protection and appropriate use of the personal information under its control, while still meeting its mandate.

Privacy requests

Disposition of requests completed

  • All disclosed: 268
  • Disclosed in part: 32
  • Nothing disclosed (exempt): 0
  • Does not exist: 173
  • Abandoned: 534
  • Total: 1,007

The Agency received 1,012 new requests in 2018/2019 and 10 requests were carried over from the previous reporting period. During this period, 1,007 requests were completed and 15 requests were carried forward to the next reporting period.

For 300 requests, information was disclosed completely or in part.  For 173 requests, the information did not exist, and 534 requests were abandoned by the requestors. The public is the largest privacy client group for Statistics Canada.

In addition to requests from the general public, the Agency receives requests from current and former federal public servants regarding personal or staff relations issues. Statistics Canada responds to a number of requests for personal information through its pension search program. This program provides members of the public with information from their own census records, and from the 1940 National Registration records, to support their applications for pensions, citizenship, passports and other services when other administrative records—such as birth certificates—are required, but no longer exist or were never issued.  Census records are also being requested as a supporting document to assist those Canadians who are applying to enrol in the Qalipu Mi'kmaq First Nation.

There was a notable increase in privacy requests as a result of Canadians inquiring about their credit information held by Statistics Canada.

Responding to privacy requests involved reviewing more than 15,000 pages, of which over 13,500 were released. Thirty-two (32) requestors received information electronically on CD-ROM and two hundred and sixty-eight (268) requestors received the information in paper format.

Privacy requests
Fiscal Year Requests Received Requests Completed Number of Pages Processed Number of Pages Released
2018/2019 1,012 1,007 15,244 13,595
2017/2018 157 148 20,216 10,886
2016/2017 112 115 24,628 17,320
2015/2016 115 111 11,058 7,518
2014/2015 55 55 1,748 1,293

Other requests

During this period, Statistics Canada did not receive any Privacy Act consultation requests from other departments.

Disposition of completed requests

The disposition of the 1,007 requests completed in 2018/2019 was as follows:

  • 268 were fully disclosed (27%)
  • 68 were disclosed in part (3%)
  • 173 had no existing information (17%)
  • 534 were abandoned by applicants (53%)

Completion time and extensions

In 2018/2019 the number of privacy requests completed increased to 1,007 for an average of 290 over the last five years. All 1,007 requests processed in 2018/19 were all within the time period and as prescribed by the Act. Several factors contributed to the timely response, information sessions with officials and sector contacts and a streamlined delegation order. There were no extensions taken, however 226 requests were placed on hold pending clarification or a requirement for additional information in order to process a request.

The 1,007 requests completed in 2018/2019 were processed in the following time frames:

  • 228 within 1 to 15 days (22%)
  • 553 within 16 to 30 days (56%)
  • 225 within 31 to 60 days (22%)

Exemptions invoked

In 2018/2019, exemptions were invoked as per specific sections of the Privacy Act, the exemptions were as follows:

  • Section 22 (1) (b): Law enforcement and investigation (7)
  • Section 26: Exempting personal information about individuals other than the requestor (27)

Costs

In 2018/2019, the ATIP Office incurred an estimated $69,966 in salary costs and $4,273 in costs related to administering the Privacy Act.

Training initiatives for privacy

In 2018/2019, the Access to Information and Privacy (ATIP) Office provided informal one-on-one training as needed.

Individual training assisted staff in understanding their obligations under the Act, as well as informing them about policies and directives related to personal information at Statistics Canada.  These sessions are available to all staff across the Agency.

Statistics Canada's Office of Privacy Management and Information Coordination offers courses on a variety of subjects related to the Statistics Act and the Privacy Act as well as supporting policies and directives. These include sessions on “Privacy Impact Assessment” and “Privacy and Confidentiality”, with a focus on personal information collected about employees of Statistics Canada, clients or the public, and appropriate use of such personal information. Given the lack of demand for in-class training, no sessions were provided during the current reporting period.

Statistics Canada also requires employees to complete computer-based courses on confidentiality. A mandatory course for new employees provides them with a brief overview of confidentiality, illustrating its importance at Statistics Canada. A second course with similar content must be completed by Statistics Canada employees for renewal of their identification card. For most employees, this occurs every three years. In the current reporting period, a total of 1,583 employees completed these courses.

Policies, guidelines and procedures

The ATIP Office has a variety of tools in place to ensure that ATIP sector contacts are well informed about their roles and responsibilities for coordinating privacy requests. These tools include checklists on the steps to follow when providing records for privacy requests and on the availability of the ATIP team throughout the process. There are also a variety of directives and policies provided by Treasury Board Secretariat of Canada about the protection of personal information. Personal information is protected by the Privacy Actand will only be disclosed as permitted by that Act.

Given its unique position in the federal government in collecting personal information solely for statistical and research purposes, Statistics Canada has determined that the privacy issues associated with its statistical activities undertaken under the authority of the Statistics Act could be addressed by means of a generic Privacy Impact Assessment (PIA).

Although the Generic PIA is comprehensive and reflects the vast majority of Statistics Canada's operations, in the instance of extraordinary activities, specific PIA are conducted with input from the Office of the Privacy Commissioner.  Statistics Canada prepares supplements to the Generic PIA for all new and significantly redesigned surveys and statistical programs involving the collection, use or disclosure of personal information that raise unique or additional privacy, confidentiality or security risks.

Complaints and investigations

Three new complaints against Statistics Canada were lodged with the Office of the Privacy Commissioner of Canada (OPC), and fourteen complaints had been carried over from the previous fiscal year.  Of these, eleven complaints were discontinued and closed.  From the 14 carried over complaints, eleven came from the same client.  Three other requests were closed as they were deemed not substantiated or not well founded.  Three complaints have been carried over.

The Privacy Commissioner launched an investigation into the pilot request for financial banking information from the banking sector, as well as, the credit information project. Statistics Canada is collaborating with the Office of the Privacy Commissioner to complete the investigation.  The pilot project, which is considered necessary to better meet policy needs in a digital society, as well as the credit information project, have been placed on hold until the investigation has been completed.  Statistics Canada invited the Office of the Privacy Commissioner to help address the concerns expressed by Canadians prior to proceeding with the projects.

Monitoring of the requests

At Statistics Canada, the ATIP Office processes and monitors requests by registering them in a comprehensive system known as Privasoft – Access Pro Case Management. An acknowledgement of the request is sent to the client and a retrieval form is forwarded to the relevant program area, Office of Primary Interest (OPI). If the OPI and/or the ATIP Office need to clarify the request, the ATIP Office contacts the client.

The retrieval form was created by the ATIP Office at Statistics Canada and is based on the Policy on Privacy Protection and the Directive on Privacy Practices from the Treasury Board Secretariat of Canada. The form includes the text of the request, the name of the ATIP Officer and his/her phone number, and the date by which records are required (normally 5 to 10 days). The form states that the ATIP Office is required to report annually on the administrative costs related to requests and thus information is needed on the level(s) and group(s) of those involved in the retrieval and the amount of time spent working on the request (including time for search, retrieval, internal review (relevant or not to the request) and photocopying). The individuals providing the records are asked to identify any records which may be sensitive in nature (e.g., personal information, legal issues) and the Director or Director General of the program area signs the form.

The ATIP Office assists the program areas with the retrieval of records from day one. As 5 to 10 days are allowed for the retrieval, a follow-up is made on the fifth day. If additional time is required for the retrieval, this is when the program area is to notify the ATIP Office. An additional 1 to 5 days may be granted depending on the amount of work remaining. Once the documents are received from the OPI, the ATIP Office ensures the form is duly completed and that it has been signed by the appropriate manager. The ATIP Office takes 5 to 10 days to review and process the records. Once the work from the ATIP Office is completed, the final version is released to the client. The OPI and management are very aware of the importance of ATIP requests.

Privacy breaches

A standard template is used to document incidents. This template incorporates the elements suggested in the Treasury Board of Canada Secretariat's guidelines on how to respond to a privacy breach. The template has been approved by the Agency's senior management. At a minimum, the incident report will contain the following information:

  • a description of the incident (who, what, when, where, why, how)
  • the actions already taken and planned for the future
  • a description of the risks/impacts
  • any other information that might be helpful in locating any lost item or in assessing the consequences of loss or compromise
  • recommendations for reducing or eliminating the risk of the event reoccurring in future
  • information on whether the individuals or organizations whose information was breached were informed of the incident
  • indication if the individuals, Office of the Privacy Commissioner (OPC) and Treasury Board Secretariat will be informed of the incident and if not, rationale for not informing them.

"Best practices" to eliminate or reduce future recurrences that are identified during an investigation must be communicated to other employees to prevent a recurrence of the breach.

There were 10 privacy breaches at Statistics Canada during the reporting period, of which four were material in nature. A total of 102 people were affected by these 10 breaches. Amongst the 102 people affected, 90 were a result of two incidences that were not material in nature.

Four material breaches were reported to the OPC, affecting a total of 4 individuals:

  • A T4 was sent in a double envelope to the home of the wrong employee.
  • A screen shot (name, address and banking information) of a pay equity settlement deposit was sent to the wrong former employee (same first name and last name).
  • A completed Declaration Card from Canada Border Services Agency (CBSA) was found and brought to the security reception by a public servant of another department working in the same building as Statistics Canada.
  • A mid-year assessment found in a washroom was left un-sealed on the employee's desk.

In all the material breach cases, all individuals impacted were informed and told of their ability to submit a complaint to the OPC, with the exception of one. In this case, despite exhaustive efforts to try to find current contact information for the impacted individual, we were unable to locate the person. Given that the breach occurred in close proximity to the Statistics Canada building and the information was recovered, the risk to the impacted individual is considered low.  None of the breaches are known to have led to criminal activity.

Additional measures, specific to the areas which experienced a breach, were implemented, including the following:

  • training for employees on the protection of personal/protected information
  • conducting regular security sweeps to ensure proper storage of confidential information

Privacy impact assessments

The Statistics Canada Directive on Conducting Privacy Impact Assessments (PIAs) specifies the roles and responsibilities of its senior managers and privacy specialists with regard to the collection, use and dissemination of personal information. This directive applies to all statistical and non-statistical programs that engage in the collection, use or dissemination of personal information.

Statistics Canada's Generic PIA covers all aspects of the Agency's statistical programs that collect, use and disseminate information in support of the mandate under the Statistics Act. The Generic PIA addresses the ten privacy principles, and includes a threat and risk assessment for various collection and access modes.

Supplements to the Generic PIA are produced for new and significantly redesigned collections, uses or disclosures of personal information that raise unique or additional privacy, confidentiality or security risks. The Generic PIA and its supplements are posted on the Statistics Canada website: Generic privacy impact assessment.

Specific PIAs are also conducted for new or redesigned administrative programs and services that involve the collection, use and disclosure of personal information that are not addressed in the Generic PIA. Summaries of completed privacy impact assessments can be found on the Statistics Canada website: Privacy impact assessments.

In the current reporting period, one PIA and three supplements were approved and submitted to the Office of the Privacy Commissioner and the Treasury Board Secretariat. The following are brief descriptions:

Statistics Canada Young Professionals Network Challenges and Contests

A PIA for Statistics Canada's Young Professionals Network (SYPN) challenges and contests was conducted to determine if there were any privacy, confidentiality and security issues associated with these challenges and contests, and if so, to make recommendations for their resolution or mitigation. The purpose of the SYPN contests and challenges is to engage participants and give them an opportunity to create innovative products with Statistics Canada data to enhance the public awareness of Statistics Canada's programs and services. Participants are required to register online and are asked to provide basic personal information. The use of participants' information is strictly limited to the purposes of the specific challenges and contests.  The assessment did not identify any privacy risks that cannot be managed using existing safeguards.

Supplement: Acquisition of Financial Transactions Data

A supplement to the generic PIA was conducted to describe the additional safeguards being implemented for the planned collection, processing and use of payment and income history information due to the highly sensitive nature of these data. The payments and income history information would be used to create a statistical database in support of various statistical programs in the economic and socio-economic fields. Under no circumstances would the information obtained from financial institutions be used to perform credit, expenditure or income checks on individual Canadians. This assessment concluded that, with the safeguards in place, any remaining risks would be such that Statistics Canada is prepared to accept and manage the risk. The pilot project has been placed on hold until the Office of the Privacy Commissioner investigation previously noted, has been completed.

Supplement: Survey on Individual Safety in the Postsecondary Student Population

A supplement to the generic PIA was conducted for the new Survey on Individual Safety in the Postsecondary Student Population to demonstrate the statistical need for this information and to describe specific measures being implemented due to the sensitivity of the questions asked. The survey will fill a gap in estimates of sexual harassment, victimization and discrimination based on gender and sexuality in the postsecondary student population. The results will be used in support of the Government of Canada's Strategy to Prevent and Address Gender-Based Violence. Given the sensitive nature of the questions, respondents will be provided with information to reach support services and resources for victims of sexual violence, and Statistics Canada interviewers will also have received specialized training prior to collection. This assessment concluded that, with the safeguards in place, any remaining risks would be such that Statistics Canada is prepared to accept and manage the risk.

Supplement: Education and Labour Market Longitudinal Platform

A supplement to the generic PIA was conducted for the Education and Labour Market Longitudinal Platform (ELMLP) to describe this new data environment and to clearly illustrate the need for this use of personal information. The ELMLP provides secure access to anonymized longitudinal information about college and university students and registered apprentices, to better understand their pathways through the postsecondary education system and how their education and training affects their career prospects in term of earnings. Research using data from the ELMLP will address a wide range of policy questions pertaining to student and apprentice persistence, completion, mobility and pathways. The assessment did not identify any privacy risks that cannot be managed using existing safeguards.

Microdata linkage

As outlined in Statistics Canada's Directive on Microdata Linkage, linkages of different records pertaining to the same individual are carried out only for statistical purposes and only in cases where the public good is clearly evident. One of the primary objectives of these linkages is to produce statistical information that facilitates a better understanding of Canadian society, the economy and the environment.

All microdata linkage proposals must satisfy a prescribed review process as outlined in the directive. In addition to demonstrating the public benefit, each submission must provide details of the output. The public dissemination of any information resulting from microdata linkage, like all other statistical information, is only at an aggregate level which protects the confidentiality of the information of individuals.

In 2018/2019, there were 23 approved microdata linkages that involved personal information. A summary of these record linkages is found in Appendix C.

Types of disclosure under subsection 8(2) of the Privacy Act

Subsection 8(2) of the Privacy Act describes the circumstances under which personal information may be disclosed without the consent of the individual to whom the information pertains. Although this disclosure of personal information is discretionary, it is subject to any other Act of Parliament. In the case of Statistics Canada, the Statistics Act provides a statutory prohibition against disclosure of identifiable information, without the knowledge and consent of the individual concerned. Therefore, personal information collected under the Statistics Act cannot be disclosed pursuant to subsection 8(2).

In the case of personal information, in records held by Statistics Canada, and subject only to the Privacy Act (i.e., those of employees and contractors), disclosures under subsection 8(2) can occur in certain circumstances: for the purpose for which information is obtained or compiled by the institution, for a use consistent with the purpose described in personal information banks registered to Statistics Canada, or for the purpose of complying with subpoenas, warrants, court orders and rules of court.

Paragraph 8(2)(m) of the Privacy Act allows for disclosures of personal information in the public interest, and Paragraph 8(2)(e) allows for disclosures of personal information “to an investigative body…for the purpose of enforcing any law.” During the reporting period, Statistics Canada did not disclose any personal information under subsections 8(2)(e) or/and 8(2)(m) of the Privacy Act.

Appendix A

Access to Information and Privacy Acts Delegation Order

The Minister of Industry, pursuant to section 73 of the Access to Information Act and the Privacy Act, hereby designates the persons holding the positions set out in the schedule hereto, or the persons occupying on an acting basis those positions, to exercise the powers and functions of the Minister as the head of Statistics Canada, under the section of the Act set out in the schedule opposite each position. This designation replaces all previous delegation Orders.

Schedule

Schedule
Position Access to Information Act and Regulations Privacy Act and Regulations
Chief Statistician of Canada Full authority Full authority
Chief of Staff, Office of the Chief Statistician Full authority Full authority
Director, Information Management Division Full authority Full authority
Chief, Statistical Agreements, Legislation and Licensing Section Full authority Full authority
Senior Statistical and Legal Analyst, Statistical Agreements, Legislation and Licensing Section Sections: 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
Sections: 6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections: 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
Sections: 9, 11(2), 11(4), 13(1), 14
Senior Access to Information and Privacy Project Manager Sections: 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
Sections: 6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections: 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
Sections: 9, 11(2), 11(4), 13(1), 14
Senior Access to Information and Privacy Project Officer Sections: 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
Sections: 6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections: 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
Sections: 9, 11(2), 11(4), 13(1), 14

The original version was signed by
The Honourable Navdeep Bains
Minister of Innovation, Science and Economic Development
Dated, at the City of Ottawa
November 1, 2017

Appendix B: Statistical Report on the Privacy Act

Name of institution: Statistics Canada

Reporting period: 2018-04-01 to 2019-03-31

Part 1: Requests Under the Privacy Act

Requests Under the Privacy Act
  Number of Requests
Received during reporting period 1012
Outstanding from previous reporting period 10
Total 1022
Closed during reporting period 1007
Carried over to next reporting period 15

Part 2: Requests Closed During the Reporting Period

2.1 Disposition and completion time

Disposition and completion time
Disposition of Requests Completion Time
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 42 65 161 0 0 0 0 268
Disclosed in part 4 22 6 0 0 0 0 32
All exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
No records exist 60 56 57 0 0 0 0 173
Request abandoned 122 410 1 1 0 0 0 534
Neither confirmed nor denied 0 0 0 0 0 0 0 0
Total 228 553 225 1 0 0 0 1007

2.2 Exemptions

Exemptions
Section Number of Requests
18(2) 0
19(1)(a) 0
19(1)(b) 0
19(1)(c) 0
19(1)(d) 0
19(1)(e) 0
19(1)(f) 0
20 0
21 0
22(1)(a)(i) 0
22(1)(a)(ii) 0
22(1)(a)(iii) 0
22(1)(b) 7
22(1)(c) 0
22(2) 0
22.1 0
22.2 0
22.3 0
22.4 0
23(a) 0
23(b) 0
24(a) 0
24(b) 0
25 0
26 27
27 0
28 0

2.3 Exclusions

Exclusions
Section Number of Requests
69(1)(a) 0
69(1)(b) 0
69.1 0
70(1) 0
70(1)(a) 0
70(1)(b) 0
70(1)(c) 0
70(1)(d) 0
70(1)(e) 0
70(1)(f) 0
70.1 0

2.4 Format of information released

Format of information released
Disposition Paper Electronic Other formats
All disclosed 262 6 0
Disclosed in part 6 26 0
Total 268 32 0

2.5 Complexity

2.5.1 Relevant pages processed and disclosed
Relevant pages processed and disclosed
Disposition of Requests Number of Pages Processed Number of Pages Disclosed Number of Requests
All disclosed 8985 8985 268
Disclosed in part 6259 4610 32
All exempted 0 0 0
All excluded 0 0 0
Request abandoned 0 0 534
Neither confirmed nor denied 0 0 0
Total 15244 13595 834
2.5.2 Relevant pages processed and disclosed by size of requests
Relevant pages processed and disclosed by size of requests
Disposition Less Than 100 Pages Processed 101-500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More Than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
All disclosed 268 8985 0 0 0 0 0 0 0 0
Disclosed in part 21 474 6 1436 4 2206 1 494 0 0
All exempted 0 0 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0 0 0
Request abandoned 534 0 0 0 0 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0 0 0 0 0
Total 823 9459 6 1436 4 2206 1 494 0 0
2.5.3 Other complexities
Other complexities
Disposition Consultation Required Legal Advice Sought Interwoven Information Other Total
All disclosed 0 0 0 0 0
Disclosed in part 0 0 0 0 0
All exempted 0 0 0 0 0
All excluded 0 0 0 0 0
Request abandoned 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0
Total 0 0 0 0 0

2.6 Deemed refusals

2.6.1 Reasons for not meeting statutory deadline
Reasons for not meeting statutory deadline
Number of Requests Closed Past the Statutory Deadline Principal Reason
Workload External Consultation Internal Consultation Other
0 0 0 0 0
2.6.2 Number of days past deadline
Number of days past deadline
Number of Days Past Deadline Number of Requests Past Deadline Where No Extension Was Taken Number of Requests Past Deadline Where An Extension Was Taken Total
1 to 15 days 0 0 0
16 to 30 days 0 0 0
31 to 60 days 0 0 0
61 to 120 days 0 0 0
121 to 180 days 0 0 0
181 to 365 days 0 0 0
More than 365 days 0 0 0
Total 0 0 0

2.7 Requests for translation

Requests for translation
Translation Requests Accepted Refused Total
English to French 0 0 0
French to English 0 0 0
Total 0 0 0

Part 3: Disclosures Under Subsections 8(2) and 8(5)

Disclosures Under Subsections 8(2) and 8(5)
  Paragraph 8(2)(e) Paragraph 8(2)(m) Subsection 8(5) Total
Disclosures 0 0 0 0

Part 4: Requests for Correction of Personal Information and Notations

Requests for Correction of Personal Information and Notations
Disposition for Correction Requests Received Number
Notations attached 0
Requests for correction accepted 0
Total 0

Part 5: Extensions

5.1 Reasons for extensions and disposition of requests

Reasons for extensions and disposition of requests
Disposition of Requests Where an Extension Was Taken 15(a)(i)
Interference With Operations
15(a)(ii)
Consultation
15(b)
Translation or Conversion
Section 70 Other
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Total 0 0 0 0

5.2 Length of extensions

Length of extensions
Length of Extensions 15(a)(i)
Interference with operations
15(a)(ii)
Consultation
15(b)
Translation purposes
Section 70 Other
1 to 15 days 0 0 0 0
16 to 30 days 0 0 0 0
Total 0 0 0 0

Part 6: Consultations Received From Other Institutions and Organizations

6.1 Consultations received from other Government of Canada institutions and other organizations

Consultations received from other Government of Canada institutions and other organizations
Consultations Other Government of Canada Institutions Number of Pages to Review Other Organizations Number of Pages to Review
Received during the reporting period 0 0 0 0
Outstanding from the previous reporting period 0 0 0 0
Total 0 0 0 0
Closed during the reporting period 0 0 0 0
Pending at the end of the reporting period 0 0 0 0

6.2 Recommendations and completion time for consultations received from other Government of Canada institutions

Recommendations and completion time for consultations received from other Government of Canada institutions
Recommendation Number of Days Required to Complete Consultation Requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 0 0 0 0 0 0 0 0
Disclosed in part 0 0 0 0 0 0 0 0
All exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0

6.3 Recommendations and completion time for consultations received from other organizations

Recommendations and completion time for consultations received from other organizations
Recommendation Number of days required to complete consultation requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 0 0 0 0 0 0 0 0
Disclosed in part 0 0 0 0 0 0 0 0
All exempted 0 0 0 0 0 0 0 0
All excluded 0 0 0 0 0 0 0 0
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0

Part 7: Completion Time of Consultations on Cabinet Confidences

7.1 Requests with Legal Services

Requests with Legal Services
Number of Days Fewer Than 100 Pages Processed 101-500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
1 to 15 0 0 0 0 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0 0 0

7.2 Requests with Privy Council Office

Requests with Privy Council Office
Number of Days Fewer Than 100 Pages Processed 101‒500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
1 to 15 0 0 0 0 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0 0 0

Part 8: Complaints and Investigations Notices Received

Complaints and Investigations Notices Received
  Section 31 Section 33 Section 35 Court action Total
Complaints and Investigations Notices Received 3 0 0 0 3

Part 9: Privacy Impact Assessments (PIAs)

9.1 Privacy Impact Assessments

Number of PIA(s) completed: 1

Part 10: Resources Related to the Privacy Act

10.1 Costs

Costs
Expenditures Amount
Salaries $69,966
Overtime $0
Goods and Services $4,273
Professional services contracts ($4,273)
Other ($0)
Total $74,239

10.2 Human Resources

Human Resources
Resources Person Years Dedicated to Privacy Activities
Full-time employees 1.01
Part-time and casual employees 0.00
Regional staff 0.00
Consultants and agency personnel 0.00
Students 0.00
Total 1.01

Appendix C: Microdata linkages

Approved record linkages containing personal information

Estimating labour market indicators on reserves using the Census programs and administrative data (006-2018)

Purpose: The objective of this program is to fill a data gap in labour market information for the population living on reserve by calculating labour market indicators pertinent to the development of labour market policies and programs.

The linkage between the Census programs, the Longitudinal Workers File, the T4 Files and the T1 Family Files will be used to calculate yearly labour market indicators for those living on reserve as well as those living in adjacent communities.  The linkage will also be used to perform research on specific issues related to labour market indicators.

Employment and Social Development Canada (ESDC) will use the non-confidential labour market estimates as well as the research results to develop labour market policies regarding Aboriginal persons and persons living on reserves.

Output: Only non-confidential aggregated data estimates, which conform to the confidentiality provisions of the Statistics Act, will be released outside of Statistics Canada.

Linkage of the Canadian Community Health Survey (CCHS) to Mortality, Cancer, Hospital Administrative Files, and tax data (007-2018)

Purpose: The purpose of this project is to create a series of outcome files resulting from the CCHS survey files (annual and theme) being linked to a health outcomes including hospitalizations, mortality and cancer. These linked files will facilitate the study of the impact of a broad range of social determinants of health (i.e. socioeconomic status, ethnicity, risk factors and disease states) on health outcomes at the population level.  T1FF information for both the individual as well as the different family members will provide information on change of income over time to assess the economic impact of health conditions on the population.

Output: Access to the linked microdata files will be restricted to Statistics Canada personnel (including Statistics Canada deemed employees) whose work activities require access. Only aggregate data that conform to the confidentiality provisions of the Statistics Act will be released outside of Statistics Canada. Analytical datasets will be placed in the Research Data Centres (RDCs) and access will be granted following standard RDC approval process. The source datasets will be anonymized and will respect variable restrictions in effect for the source datasets (e.g., hospital, vital statistics, cancer, tax files). Major findings will be used to create research papers for publication in peer-reviewed journals and presentations at workshops and conferences.

Surrey Opioid Data Collection and Community Response Project: Linking Surrey Opioids data with income, health and immigration data (008-2018)

Purpose: The purpose of this project is to build the capacity for identifying the primary risk factors and the sub-populations at greatest risk of an overdose in Surrey BC.  It will create a better understanding of the characteristics of those individuals at the heart of the opioid crisis-particularly for those individuals using and dying in their residence.  This work is being conducted for Public Safety Canada and the city of Surrey to assist them in identifying the root of the illicit drug epidemic and the individuals most at risk of overdose, as well as deriving a typology for the classification of incidents and individuals at risk of opioid related overdose.

Output: Only non-confidential aggregate statistics and analyses that will not result in the identification of an individual person, business or organization will be released outside of Statistics Canada. High-level findings may be reported in the form of presentations to various Public Safety Canada partners.

Integrated Criminal Court Survey (ICCS) data linkage project (010-2018)

Purpose: Understanding the characteristics of those who come in contact with the criminal court system is of importance to a variety of different individuals, including different levels of government, policy makers, legal professionals and the public. The proposed record linkage project will benefit Canadians by providing new data on the demographic and socio-economic characteristics of accused persons who are before the criminal courts, by examining them in relation to case/charge characteristics and outcomes. It will also provide new data related to the different health situations of these individuals (e.g. substance abuse, disability issues), including their interactions with the health care system, with a particular focus on mental health. This project will also allow Justice Canada to generate specific metrics of marginalization and overrepresentation across the criminal justice system that were identified in the framework endorsed by federal, provincial and territorial (FPT) Ministers responsible for Justice and Public Safety.

This study will link data from the Integrated Criminal Court Survey (ICCS) to the Census/National Household Survey (NHS), the Discharge Abstract database (DAD), the National Ambulatory Care Reporting System (NACRS), Ontario Mental Health Reporting System (OMHRS) and the T1 Family File (T1FF) in order to gain information on the socio-economic and demographic characteristics of accused persons involved in the criminal court system.

Output: All access to the linked microdata will be limited to Statistics Canada employees and Statistics Canada deemed employees whose work activities require access. Only aggregate data that conform to the confidentiality provisions of the Statistics Act will be released outside of Statistics Canada. This will likely be in the form of analytical reports, or presentations to criminal justice stakeholders.

2016 Census of Population linkage to income tax files and benefits records to monitor tax filing behaviour and take-up rate of various benefit programs (011-2019)

Purpose: The purpose of this linkage is to obtain information on possible barriers to families and individuals receiving various benefits programs, and to provide more direct evidence on the take-up rate for these programs. Receipt of many government benefits is contingent upon filing an income tax return.  This project will provide analysis of T1 tax filing profile and take-up rates of various benefits programs according to socio-demographics characteristics, analysis of the incidence of benefit take-up and the benefit receipts according to income levels, and analysis of the characteristics of the non-filers or those who do not receive the grants.

Output: Only non-confidential aggregated tables, conforming to the confidentiality provisions of the Statistics Act, will be released outside of Statistics Canada. Confidentiality rules for the Census would be applied to all products before release.

Financial Capability, Employment and Income Database (FCEID): Mapping between Self-Reported and Objective Measures of Financial Performance (012-2018)

Purpose: The aim of this initiative is to create a database to facilitate research on topics related to financial literacy, financial choice and management, life-cycle saving and investing, and retirement preparedness. The proposed linkage will combine data on financial literacy, spending and budgeting strategies, sources of financial advice used, and wealth accumulation from the Canadian Financial Capability Survey (CFCS) with a wide set of longitudinal information on earnings and income dynamics, returns on investments, tax-planning performance, and life-cycle savings behaviour from taxation- and employment-based administrative files.

Output: Analytical findings from these linked datasets will be used to prepare research papers for publication and dissemination at research conferences and seminars. Only non-confidential aggregate statistics that cannot result in the identification of an individual, person, business, or organization will be released outside of Statistics Canada.

Tobacco Litigation Research Using the New Brunswick Smoking Record Linkage Environment (014-2018)

Purpose: Statistics Canada has created a record linkage environment for the New Brunswick Tobacco Litigation Project called the New Brunswick Smoking Record Linkage Environment (NBSRLE). This environment will hold de-identified Statistics Canada survey data and New Brunswick administrative health data.

The purpose of this project is to create analysis files from the de-identified files for use by litigant experts.  There are two areas of study proposed by this record linkage project for the ongoing litigation.  First, a study of the relationship between smoking behavior and the cost of health care in New Brunswick. Second, this file may be used to substantiate or refute evidence presented during the litigation process.

Statistics Canada has removed all personal identifiable information and a unique anonymous identifier was assigned to the administrative records for each person during the development of the linkable files (RL-085-2016) for this project.  Common linking keys based on the identifiers have been created for the share-link Canadian Community Health Survey (CCHS) and National Population Health Survey (NPHS) and de-identified versions of the administrative files and the survey files were placed in the Research Data Center (RDC) environment where they can be merged to create analytical datasets (RL-016-2017).  The common linking key allows the litigant's experts to merge de-identified files within the NBSRLE to achieve their research objective.

Output: Outputs will be vetted for confidentiality prior to being released from the RDC.

No identifiable personal information will be released from the NBSRLE.

Furthermore, during a five-year period of exclusive access, which may be extended based on requirements of the litigation, use of these files may only be carried out as part of a research agenda initiated by the designated representatives (litigant experts) from the province of New Brunswick or the Signing Defendants under contract with Statistics Canada.

Elections Canada Data Quality Confirmation Study of the National Register of Electors (016-2018)

Purpose: The purpose of the project is to evaluate the coverage, accuracy and currency of the National Register of Electors (the Register) maintained by Elections Canada. Certain data elements from the Register will be linked to Canadian Vital Statistics – Death records, Census of Population 2016 long-form respondent records and Labour Force Survey respondent records to conduct the evaluation and produce estimates at a variety of geographic levels (Canada, province/territory, electoral district). The results of the study will inform Elections Canada on the quality of the Register.

Output: Only non-confidential aggregated data and an analytical report that conform to the confidentiality provisions of the Statistics Act and any applicable requirements of the Privacy Act will be released outside of Statistics Canada to Elections Canada.

Characteristics of repeated contact with the Ontario criminal justice system: Linking Ontario re-contact data with income, health and immigration data. (017-2018)

Purpose: Repeat contact, or re-contact, with the justice system has been identified as a key justice priority by Deputy Ministers responsible for Justice and Public Safety, as well as other policy makers and justice administrators. Until recently, the lack of information on the nature and extent of repeat contact with, and pathways through, the justice system represented one of the more conspicuous gaps in our understanding of crime in Canada.

In an effort to address this data gap, the Canadian Centre for Justice Statistics (CCJS), in cooperation with representatives of the National Justice Statistics Initiative (NJSI), undertook a project aimed at the creation and ongoing delivery of high-quality indicators of re-contact with the justice system. Whereas a contact is defined as an official intervention by police, courts, or corrections, a re-contact is defined as a subsequent contact with the police, courts, or corrections signifying a new, official intervention.

The purpose of the project is to establish baseline information about individuals who have had contact with the Ontario Justice system. This data will then be used to generate additional information about their involvement with Ontario's other social services, namely education, health and those in other social sectors.

Output: Only non-confidential aggregate statistics and analyses that will not result in the identification of an individual person, business or organization will be released outside of Statistics Canada. High-level findings may be reported in the form of presentations to various NJSI partners.

Creation of the Research Analysis Files Using the British Columbia Smoking Record Linkage Environment (018-2018)

Purpose: Statistics Canada has created a record linkage environment for the British Columbia Tobacco Litigation Project called the British Columbia Smoking Record Linkage Environment (BCSRLE). This environment will be used to link Statistics Canada survey data to British Columbia administrative health data using a common unique, anonymized identifier, created as part of Record Linkage 024-2017.

The purpose of this linkage is to build analytical research files from the linkable survey and administrative files placed in the Research Data Centre (RDC) for the British Columbia Tobacco Litigation Project.

Personal identifiers were removed and a unique anonymous identifier was assigned to the administrative records for each person. Furthermore, common linking keys based on the identifiers have been created for the share-link Canadian Community Health Survey (CCHS) and de-identified linkable versions of the administrative files and the survey files were placed in the RDC environment (RL-024-2017).

The purpose of this project is to allow the litigant experts to create de-identified analysis files for use in the litigation using the linkable files previously placed in the RDC. There are three areas of study proposed by this record linkage project. First, researchers will address the question of the comparability of smoking attributable fraction (SAF) estimates derived from the Public Use Microdata File of the CCHS to estimates derived from the share-link file of the CCHS. Second, this project seeks to extend the estimation model to additional aspects of health care utilization (i.e. beyond hospital and physician care) and to examine the comparability of SAFs derived from self-report versus 'administrative' measures of health care utilization. Third, these file may be used to substantiate or refute evidence presented during the litigation process.

Output: Linked analysis files, statistical models, tabulations, and other analytical products will be created as part of this record linkage. Output files will contain the anonymous BCSRLE identifier and analysis variables for the share-link CCHS and British Columbia administrative datasets previously linked to the BCSRLE (record linkage number RL-024-2017) will be used in the RDCs identified by the Province of British Columbia. No identifiable personal information will be released from the BCSRLE.

Research projects to access and link the BCSRLE output files in the RDC will be approved on a study-by-study basis. Furthermore, during a five-year period of exclusive access, research using these files may only be carried out as part of a research agenda initiated by the designated representatives (litigant experts) from the province of British Columbia or the Signing Defendants under contract with Statistics Canada. A summary of each approved study will be posted on the Statistics Canada website.

Radon-progeny exposure and lung cancer risk: The Newfoundland Fluorspar Miners Cohort Study update (021-2018)

Purpose: This linkage of the Newfoundland Fluorspar Miners Cohort to the Canadian Cancer Registry (CCR), National Cancer Incidence Reporting System (NCIRS), and Canadian Vital Statistics Deaths (CVSD) will be used to examine the long-term health outcomes of the miners who were exposed to radon gas while working in the fluorspar mines of St. Lawrence, Newfoundland from the 1930s to 1978.

The study will provide a better understanding of how radon gas affects Canadians' long-term health, as radon gas may be found in many homes. This information is valuable for not only Canadian stakeholders, but international stakeholders for decision-making relating to regulation of exposure to radon gas.

Output: The linked datasets will be available to deemed employees to use in a Research Data Center (RDC). All data and analytical products to be released outside of Statistics Canada and the RDC will conform to the confidentiality provisions of the Statistics Act. These file will be retained in accordance with the Directive on the Management of Statistical Microdata Files.

The impact of public pension benefits on low-income among senior immigrants using linked data from Census and the Longitudinal Administrative Databank (LAD). (023-2018)

Purpose: The purpose of the project is to study the importance of public pensions for the economic well-being of elderly immigrants. The project will also provide methodological information on differences in family structure for elderly immigrants in Census and administrative data sources, and evaluate the importance of these differences for studies of low income.

Output: Article in Statistics Canada's Insights on Canadian Society publication; and possible peer-reviewed journal article and data visualization products (such as heat maps and interactive dashboards for conference and web presentations).

Postsecondary education and employment/earnings dynamics (025-2018)

Purpose: The aim of this initiative is to create a database to facilitate research on topics related to choice of postsecondary education and program, timing of post-secondary attendance during the life-cycle, retraining following layoffs, and outcomes and mobility of international students in Canada. The proposed linkage will combine data on postsecondary education from the Postsecondary Student Information System (PSIS), and data on temporary and permanent residence status, with longitudinal information on earnings and employment dynamics from the Longitudinal Worker File (LWF), a tax-based administrative database.

Output: Analytical findings from these linked datasets will be used to prepare research papers for publication and dissemination at research conferences and seminars. Only non-confidential aggregate statistics that cannot result in the identification of an individual, person, business, or organization will be released outside of Statistics Canada.

Creation of the Longitudinal Immigration Statistical Environment (LISE) (026-2018)

Purpose: The purpose of the LISE is to comprehensively encapsulate the outcomes of immigrants to Canada using existing administrative and survey data. Using the Longitudinal Immigration Database (IMDB) as its base, the LISE will include health, labour, community, housing, social, and educational outcomes to the existing economic outcomes of the IMDB without incurring any additional response burden.

Output: The final series of keys will be made available in the Research Data Centre (RDC) for researchers, as well as any outcome files that are required for the linkage. No linked microdata files will be available in the RDC. All statistical tables and analytic outputs will be vetted, to ensure conformity to the confidentiality provisions of the Statistics Act, by Statistics Canada employees before being removed from Statistics Canada premises. Users will require access to any and all databases required for the linkage, as well as the keys necessary to link them all. No direct identifiers will be included in any of the files. In accordance with the Directive on the Management of Statistical Microdata Files, the analysis file will be retained until no longer required, at which time it will be destroyed.

Non-confidential aggregate statistical tables will be produced for MCI yearly. On request, ad-hoc statistical tabulations may be produced for MCI.

Linkage of Federal Skills Training Programs (028-2018)

Purpose: The purpose of the project is to understand the characteristics and outcomes of those participating in federal skills training programs. Understanding these characteristics will assist the federal government in the development of policies to support an adaptable and inclusive workforce capable of meeting labour market demands now and in the future.

Output: Only non-confidential aggregated statistics and analytical output that conform to the confidentiality provisions of the Statistics Act and any applicable requirements of the Privacy Act will be released outside of Statistics Canada.

Studying the relationship between worker mobility and child birth using the Workplace Employee Survey and administrative data (031-2018)

Purpose: The researchers wish to examine the links between child birth and female worker job mobility, and ultimately the gender earnings gap. The study will have implications for the development of human resource policies and practices in firms that are seeking to reduce female representation gaps at different levels in their workforce.

Output: Security measures for the linking keys, identifiers and linked analysis file will conform to Statistics Canada's policies and standards. All direct business and employee identifiers will be removed from the analysis file once linkage is complete. External researchers can only access the linked data in the Canadian Centre for Data Development and Economic Research, on Statistics Canada premises, and under the Directive on the Use of Deemed Employees. The linked file will be retained in accordance with the Directive on the Management of Statistical Microdata Files, until no longer required, at which time it will be destroyed.

Linkage of Business Accelerators and Incubators to the Linkable File Environment (LFE) (032-2018)

Purpose: Announced in Budget 2016, the government committed to developing a Performance Measurement Framework for Business Accelerators and Incubators (BAIs) in partnership with leading BAIs. As a core component of this measurement framework, this project proposes to link the firm data collected from BAIs to the LFE in order to enable the production of key performance indicators of the impact BAIs have on their client firms. Active partners from the BAI community have been heavily engaged in the development and execution of this initiative and expectations are high in terms of the value that will be added through this partnership with the Government.

The proposed project will link the 2017 firm data to Statistics Canada's Linkable File Environment to build a profile of BAIs client firms. To do so, researchers from Innovation, Science and Economic Development Canada (ISED) Small Business Branch will arrange for BAIs firm data to be provided to Statistics Canada's Centre for Special Business Projects for the linkage.

Output: A custom analytical report, based on the customized research database extracted from Statistics Canada's Linkable File Environment, will be produced by deemed employees of Statistics Canada.

Only non-confidential aggregate statistical outputs and analysis that conform to the confidentiality provisions of the Statistics Act will be released outside of Statistics Canada.

Linkage of provincial and territorial social and affordable housing administrative data to T1 Family File and Census of population data (036-2018)

Purpose: The purpose of this record linkage is to construct two microdata files that will be used by Statistics Canada's employees for the production of custom tabulations available to provincial and territorial managers of social and affordable housing programs and to the Canada Mortgage and Housing Corporation. These aggregated data will inform important topics related to the demographics and income of those living in social and affordable housing, as well as some characteristics of the dwellings as they relate to various social and affordable program parameters.

Output: Only non-confidential, aggregated tables, conforming to the confidentiality provisions of the Statistics Act, will be released.

The impact of Intellectual Property on the Canadian Economy (003-2019)

Purpose: The purpose of the project is to examine the role individuals play in the generation of intellectual property, in the leveraging of that intellectual property to drive firm performance, and in the diffusion of the skills for innovation across the economy. The project will inform the Government of Canada's Innovation and Skills Plan and Intellectual Property Strategy, particularly in the areas of skills development, the diffusion of knowledge, and intellectual property awareness among individuals from various socio-economic backgrounds.

Output: Security measures for the linking keys, identifiers and linked analysis file will conform to Statistics Canada's policies and standards. All direct business and individual identifiers will be removed from the analysis file once linkage is complete. External researchers can only access the linked analysis file in the Canadian Centre for Data Development and Economic Research, on Statistics Canada premises, and under the Directive on the Use of Deemed Employees. The linked file will be retained in accordance with the Directive on the Management of Statistical Microdata Files, until no longer required, at which time it will be destroyed.

LASS 2016 to Census 2016, Census 2011 and NHS 2011 Linkage (004-2019)

Purpose: The resulting data from this microdata linkage will be used by the Canadian Mortgage and Housing Corporation to better understand the housing, dwelling and other complementary characteristics of a cohort of Canadian veterans, who have been identified as an at-risk population in the latest national housing strategy.

Output:The resulting aggregated data will be disseminated in a tabular format. Only non-confidential aggregated statistics and analytical output that conform to the confidentiality provisions of the Statistics Act and any applicable requirements of the Privacy Act will be released outside of Statistics Canada.

Linkage of the National Dose Registry to cancer and mortality outcomes, an update (005-2019)

Purpose: The purpose of this project is to the update the linkage of the National Dose Registry to the Canadian Cancer Registry (CCR) and the Canadian Vital Statistics Death (CVSD) database with the aim to continue to assess long-term health effects that may be related to occupational exposure to radiation. Occupational health and safety legislation establishes thresholds for occupational exposure, as well as workplace and personal protective measures, in order to minimize the hazards related for those whose work includes exposure to radiation. The effects of occupational exposure to radiation are not always apparent in the short term and may take several years to manifest themselves. As such, it is important that epidemiological studies are performed to help establish any long term health effects that may be linked to radiation exposure.

Output: The linked de-identified data will be available to deemed employees of Health Canada within the Federal Research Data Centre (FRDC) and to other researchers within the Research Data Centers (RDC). Results of the study will serve to better inform the general public on cancer and mortality outcomes related to occupational exposure to radiation and will provide policymakers, employers and employees with information that may be used to guide health and safety legislation or workplace practices relating to occupational radiation exposure.

Adding Gender to the Corporations Returns Act (CRA) database (007-2019)

Purpose: The Corporations Returns Act (CRA) program was identified as a potential source of information regarding gender diversity on corporate boards. Although the CRA does compile information on board governance and control, it does not collect information on the gender profile of the directors. The results of a record linkage between the CRA data and the Social Data Linkage Environment (SDLE) combined with imputation methods permit the integration of a sex field onto the CRA database. Statistics on the composition of corporate boards and more specifically on women having a governance role on boards of directors can then be produced. While information of this nature is produced by the private sector, their observations focus on boards of publicly traded corporations. The CRA provides information on board composition of public, private and government businesses. The CRA data compiles this detailed information at the enterprise level but also at the legal entity level. This provides further insight into the overall gender distribution of governance roles within the entire corporate structure and not solely from the top executive board of the enterprise.  This initiative is aligned with the priorities of the Government regarding a diverse and inclusive Canada and also contribute to the Sustainable Development Goals (SDG) as part of achieving gender equality.

Output: Only aggregate statistical outputs and analyses will be released, subject to the confidentiality provisions of the Statistics Act. Disclosure control rules will be applied in order to safeguard the privacy of individual Canadians' personal information. Data validation processes will be established in order to ensure the accuracy of all disseminated materials, including tabulations and analytical products.

Indian Register linked to tax data, (Longitudinal Indian Register Database (LIRD)) (009-2019)

Purpose: By combining the Indian Register (IR) with annual tax data, this database would allow First Nations governments and organizations, analysts, and government departments to better understand the income trends of the Registered Indian population, as well as the impact of various policies. Due to its longitudinal design, this database is able to provide economic indicators over time, accompanied by various socio-demographic characteristics that add depth and nuance to analyses. Specific cohorts can be followed and the effects of policies or programs can be more accurately measured. Since this database combines administrative data sources, response burden is reduced compared to a survey with similar content. Furthermore, administrative databases, such as this one, are not affected by sample size limitations and are able to produce reliable estimates at a detailed level.

Output: Only aggregate statistical outputs and analyses will be released, subject to the confidentiality provisions of the Statistics Act. Disclosure control rules will be applied in order to safeguard the privacy of individual Canadians' personal information. Data validation processes will be established in order to ensure the accuracy of all disseminated materials, including tabulations and analytical products.

While the database is being developed and tested, and its analytical potential is being explored, preliminary statistical outputs will be shared for discussion and engagement purposes only. During this feasibility phase, outputs will be released to Indigenous Services Canada (ISC) / Crown-Indigenous Relations and Northern Affairs Canada (CIRNAC), as well as to First Nations Governments, communities, and organizations, either on request or as part of planned engagement activities. Subsequent broader release of finalized statistical outputs will be considered in collaboration with stakeholders.

2016 Census of Population linkage to income tax files and benefits records to monitor tax filing behaviour and take-up rate of various benefit programs (011-2019)

Purpose: The purpose of this linkage is to obtain information on possible barriers to families and individuals receiving various benefits programs, and to provide more direct evidence on the take-up rate for these programs. Receipt of many government benefits is contingent upon filing an income tax return. This project will provide analysis of T1 tax filing profile and take-up rates of various benefits programs according to socio-demographics characteristics, analysis of the incidence of benefit take-up and the benefit receipts according to income levels, and analysis of the characteristics of the non-filers or those who do not receive the grants.

Output:Only non-confidential aggregated tables, conforming to the confidentiality provisions of the Statistics Act, will be released outside of Statistics Canada. Confidentiality rules for the Census would be applied to all products before release.

Table of contents

Introduction

The Access to Information Act establishes the principle that the general public has the right to access information controlled by federal government institutions, and that exceptions should be limited and specific.

The Annual Report on the Administration of the Access to Information Act is prepared and submitted, in accordance with section 72 of the Act, and covers the period from April 1, 2018, to March 31, 2019. The report is tabled in Parliament.

Administration of the Access to Information Act

By virtue of section 24 of the Access to Information Act, which is a mandatory provision, information collected under the Statistics Act, and protected by section 17 of that Act, cannot be made available to anyone attempting to obtain it using the Access to Information Act. This exception enables the Agency to continue giving a clear and unqualified assurance to its respondents that the confidentiality provisions of the Statistics Act are preserved by the Access to Information Act.

The administration of the access to information legislation within Statistics Canada and the Access to Information and Privacy Coordinator for the Agency is the responsibility of the Director of the Office of Privacy Management and Information Coordination, (formerly Information Management Division), who is also the ATIP Coordinator.

Organization and mandate of Statistics Canada

Statistics Canada's mandate derives primarily from the Statistics Act. The Act requires that the Agency collect, compile, analyze and publish statistical information on the economic, social, and general conditions of the country and its citizens. The Act also requires that Statistics Canada co-ordinate the national statistical system, specifically to avoid duplication in the information collected by government. To this end, the Chief Statistician may enter into joint data-collection or data-sharing agreements with provincial and territorial statistical agencies, as well as with federal, provincial, and territorial government departments pursuant to provisions of the Act.

The Statistics Act specifically requires Statistics Canada to conduct a Census of Population and a Census of Agriculture every five years. The Act also gives the Agency substantial powers to request information for statistical purposes through surveys of Canadian businesses and households. Under the Act, the Chief Statistician determines whether a survey will be mandatory or voluntary. Statistics Canada has generally made voluntary household data collection other than the Census of Population and the Labour Force Survey, as the latter produces key economic data. The Census of Agriculture and most other business surveys are mandatory. Refusal to participate in a mandatory survey is subject to legal penalties.

By law, Statistics Canada can also access administrative records, including personal and business tax data, credit information, customs declarations, and birth and death records. Such records are critical sources of statistical information that enable the Agency to reduce reporting burden on businesses and individual respondents. Statistics Canada is considered a leader among the world’s statistical agencies in reducing reporting burden by using administrative data.

These mechanisms help Statistics Canada fulfill its commitment to ensuring that Canadians have all the key information on Canada’s economy, society and environment that they require to function effectively as citizens and decision makers in a rapidly evolving world.

Delegation Order

The delegation order exercises the powers and functions of the Minister as the head of a government institution, pursuant to section 73 of the Access to Information Act. The current detailed list of authorities under the Access to Information Act was formally delegated by the Minister of Industry (Appendix A) as of November 2017 and provides full delegated authority to the Director of the Office of Privacy Management and Information Coordination and the Chief, Statistical Agreements, Licensing and Legislation Section.

Resources

The Access to Information and Privacy (ATIP) Office operates within an allocation of 2.07 persons/year. The Director of Information Management Division has been delegated all the responsibilities. The Chief and Senior Statistical and Legal Analysts are dedicated part-time to the administration of the ATIP Office., A Senior Access to Information and Privacy Project Manager and a Senior Access to Information and Privacy analyst are assigned on a full-time basis to this responsibility.

Statistical report

The statistical report provides aggregate data on the application of the Access to Information Act (Appendix B). This information is made public annually in an Information about Programs and Information Holdings (formerly Info Source) Bulletin and is included with the annual report.

Implementation: Access to Information

Disposition of requests completed during reporting period

  • Fully disclosed: 30
  • Partially disclosed: 36
  • Nothing disclosed: 22
  • No records exist: 31
  • Abandoned: 9
  • Transferred: 0
  • Total: 128

Access to Information requests

During the reporting period, from April 1, 2018, to March 31, 2019, Statistics Canada received 154 new access to information requests. In addition, 12 requests were carried forward from the previous reporting period, for a total of 166 requests. Of the total, 128 requests were completed; leaving 38 to be carried forward to the next reporting period.

Media and the public were the largest client groups, as they represented 116 of the 154 requests that were received during the reporting period.

For the completed requests, all records were either disclosed in full or in part for 66 requests, the information was fully exempted/excluded for 22 requests, no records existed for 31 requests, 9 requests were abandoned by the requestors.

In responding to the formal access to information requests, approximately 6,000 pages were reviewed and almost 5,500 pages were released. A total of 43 requestors received information electronically on CD-ROM, and the rest were provided in paper format.

The following table shows the latest five-year trend of the Agency's processing of access to information requests.

Statistics Canada processing of access to information requests, 2012/2013 - 2018/2018
Fiscal Year Requests Received Requests Completed Number of Pages Processed Number of Pages Released
2018/2019 154 128 6,020 5,467
2017/2018 115 116 10,254 7,222
2016/2017 222 212 12,571 10,026
2015/2016 146 144 11,365 4,542
2014/2015 128 130 9,727 8,398

Types of records requested

The substance of the requests covered the entire range of matters pertaining to Statistics Canada's role and included:

  • data from statistical programs or background information relating to statistical programs and information on the availability of data from standard CANSIM tables;
  • records related to the administration of the Agency (most records were released with minimal exemptions);
  • census information;
  • IT security policies, procedures and techniques;
  • clients wishing to access their personal information;
  • requests from trustees or estate administrators.

In these cases, the regulations permit duly authorized representatives to act on behalf of a minor or an incompetent person to administer their affairs or estate. To do so, the trustees and estate administrators seek personal information from the census or from 1940 national registration records of deceased individuals, minors, or dependent adults. In the case of the deceased, the administrator of the estate may exercise these rights, but only for the purposes of estate administration.

Other requests

From April 1, 2018, to March 31, 2019, Statistics Canada also received 126 Access to Information Act consultation requests from other departments. The Agency was asked to review 1,581 pages of information. The Access to Information and Privacy Office processed 113 of the consultation requests this fiscal year. One hundred and five (105) consultations were completed within 1-15 days, five (5) consultations were completed within 16-30 days, and three (3) consultations were completed within 31-60 days. Thirteen (13) consultations have been carried forward to the next reporting period.

Summaries of completed Access to Information Act requests are available on the "Open Government Portal". Requests for copies of these completed requests, as well as requests not processed under the Act, are classified as informal requests. This past fiscal year, 30 requests were processed informally, totalling approximately 8,037 records.

The ATIP Office acted as a resource for Statistics Canada officials, offering advice and guidance on the provisions under the legislation. The office was consulted on the disclosure and collection of data on a wide range of matters, including:

  • publications to be posted on the open government portal;
  • proactive disclosure on travel and hospitality;
  • Management Accountability Framework assessments;
  • security of information;
  • reviews of audits to be posted on the Internet;
  • reviews of parliamentary questions and responses;
  • updates to the ATIP internet and intranet sites;
  • reviews of and updates to ATIP business practices and procedures.

Trends in the disposition of completed requests

The disposition of the 128 requests completed in 2018/2019 was as follows:

  • 30 were fully disclosed (24%)
  • 36 were partially disclosed (28%)
  • 22 were exempt/excluded in entirety (17%)
  • 9 were abandoned by applicants (7%)
  • 31 had no existing records (24%)

In 2018/2019 the number of requests completed has increased to 128 for an average of about 146 over the last five years.

Completion time and extensions

All completed requests in 2018/19 were processed as prescribed by the Act and within the time required for all of them. Several factors contributed to Statistics Canada’s timely response rate over the past year, information sessions with officials, and a streamlined delegation order.

The requests were completed as follows:

  • 63 within 1 to 15 days (49%)
  • 41 within 16 to 30 days (32%)
  • 15 within 31 to 60 days (12%)
  • 7 within 61 to 120 days (6%)
  • 2 within 121 to 180 days (1%)

Out of the 128 requests processed, an extension was taken in 32 cases either for "Interference with operations of the department," to consult with other federal institutions and/or to consult with Legal Services for Cabinet confidences.

Exemptions and exclusions invoked

The Access to Information Act allows and in some case requires certain data to not be released. In 2018/2019 the following sections of the Act were invoked:

14(a) – Federal-provincial consultations or deliberations (1)

15(1) – International Affairs (1)

Section 16(2)(c) – Records containing information on vulnerability of systems, including computer or communications systems (9)

Section 18(a) – Financial information that belongs to the Government of Canada (3)

Section 18(b) – Information the disclosure of which could reasonably be expected to prejudice the competitive position of a government institution or to interfere with contractual or other negotiations of a government institution (2)

Section 19 – Records containing personal information (27)

Section 20 – Records containing third-party business information (28)

Section 21 – Records containing information relating to internal decision-making (39)

Section 24 – Records that have a statutory prohibition against disclosure (7)

Section 68(a) – Records containing published material or material available for purchase by the public (15)

Section 69 – Cabinet Confidences (1)

Fees

Application fees are applied as described in the Access to Information Act. During the reporting period, $550 was collected in application fees. There were no search fees and no fees were collected for reproduction and preparation time. The Agency waived $220 worth of fees, specifically application fees in cases where the requested information was, or was to be, published or could have been obtained through a custom data request where fees apply. Fees were also waived for those individuals who were making a request for their own personal information.

Costs

During 2018/2019, the ATIP Office incurred an estimated $85,355 in salary costs and $2,849 in administrative costs to administer the Access to Information Act.

Training initiatives for Access to Information

In 2018/2019, the Access to Information and Privacy (ATIP) Office did not provide formal instruction to Agency staff on the Act.  Informal one-on-one training was provided as needed.

Individual training assisted staff in understanding their obligations under the Act, as well as informing them about policies and directives related to personal information at Statistics Canada. These sessions are available to all staff across the Agency.

Policies, guidelines and procedures

The ATIP Office has a variety of tools in place to ensure that ATIP contacts are well informed about their roles and responsibilities for coordinating ATIP requests. These tools include checklists on the steps to follow when providing records for access to information requests and on the availability of the ATIP team throughout the process.

In 2018/2019, no new or revised governing instruments related to ATI were implemented at Statistics Canada.

Complaints and investigations

Two complaints were lodged against Statistics Canada with the Office of the Information Commissioner of Canada during the current reporting period. One complaint was about exemptions, and the other pertained to an extension. Two complaints have been carried over to the current fiscal year.

Five complaints were closed this reporting period that had been carried over from previous years. Of these, four complaints were well-founded and resolved, and one complaint was settled by agreement between parties.

Monitoring of the requests

At Statistics Canada, the ATIP Office processes and monitors requests by registering them in a comprehensive system known as Privasoft – Access Pro Case Management. An acknowledgment of the request and of the application fee of $5.00 is sent to the client and a retrieval form is forwarded to the relevant program area (Office of Primary Interest (OPI)). If the OPI and/or the ATIP Office need to clarify the request, only the ATIP Office contacts the client, unless prior approval is provided by the client. Client names are always kept confidential.

The retrieval form provided to the OPI was created by the ATIP Office at Statistics Canada and is based upon the Policy on Access to Information and the Directive on the Administration of Access to Information from the Treasury Board Secretariat of Canada. The form includes the text of the request, the name of the ATIP Officer and his/her phone number, and the date by which records are required (normally 5 to 10 days). It is noted on the form that the ATIP Office is required to report annually on the administrative costs related to requests and thus information is needed on the level(s) and group(s) of those involved in the retrieval, the amount of time spent working on the request (this includes time for search, retrieval, internal review (relevant or not to the request) and photocopying). The individuals providing the records are asked to identify any records which may be sensitive in nature (e.g., legal issues, Cabinet confidences, personal information, company information, advice to the Minister), which may require consultations, and/or which may generate media interest. The Director or Director General of the program area sign-off the form.

The ATIP Office assists the program areas with the retrieval of records from day one. As 5 to 10 days are allowed for the retrieval, a follow-up is made on the fifth day. If additional time is required for the retrieval, this is when the program area is to notify the ATIP Office. An additional 1 to 5 days may be granted depending on the amount of work remaining. Once the documents are received from the OPI, the ATIP Office ensures the form is duly completed and that it has been signed by the appropriate manager. The ATIP Office then takes 5 to 10 days to review and process the records. If sensitive issues are identified in the submitted materials, 1-3 days prior to the release of the final version to the client, an e-mail is sent to Strategic Communications and Outreach Branchand to any other relevant programs to inform them of the release. The OPI and management are very aware of the importance of ATIP requests.

Appendix A: Delegation Instrument

Access to Information and Privacy Acts Delegation Order

The Minister of Industry, pursuant to section 73 of the Access to Information Act and the Privacy Act, hereby designates the persons holding the positions set out in the schedule hereto, or the persons occupying on an acting basis those positions, to exercise the powers and functions of the Minister as the head of Statistics Canada, under the section of the Act set out in the schedule opposite each position. This designation replaces all previous delegation Orders.

Schedule

Schedule
Position Access to Information Act and Regulations Privacy Act and Regulations
Chief Statistician of Canada Full authority Full authority
Chief of Staff, Office of the Chief Statistician Full authority Full authority
Director, Information Management Division Full authority Full authority
Chief, Statistical Agreements, Legislation and Licensing Section Full authority Full authority
Senior Statistical and Legal Analyst, Statistical Agreements, Legislation and Licensing Section Sections 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
Sections 9, 11(2), 11(4), 13(1), 14
Senior Access to Information and Privacy Project Manager Sections 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
Sections 6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
9, 11(2), 11(4), 13(1), 14
Senior Access to Information and Privacy Project Officer Sections 7(a), 8(1), 9, 11(2), 11(3), 11(4), 11(5), 11(6), 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27(1), 27(4), 28(1)(b), 28(2), 28(4), 68, 69, 71(1)
Regulations:
Sections 6(1), 7(1), 7(2), 7(3), 8, 8.1
Sections 8(2)(j), 8(2)(m), 10, 14, 15, 17(2)(b), 17(3)(b), 18(2), 19(1), 19(2), 20, 21, 22, 23, 24, 25, 26, 27, 28, 70
Regulations:
9, 11(2), 11(4), 13(1), 14

The original version was signed by
The Honourable Navdeep Banes
Minister of Innovation, Science and Economic Development
Dated, at the City of Ottawa
November 1, 2017

Appendix B: Statistical Report on the Access to Information Act

Name of institution: Statistics Canada

Reporting period: 2018-04-01 to 2019-03-31

Part 1: Requests Under the Access to Information Act

1.1 Number of requests

Number of requests
  Number of Requests
Received during reporting period 154
Outstanding from previous reporting period 12
Total 166
Closed during reporting period 128
Carried over to next reporting period 38

1.2 Sources of requests

Sources of requests
Source Number of Requests
Media 30
Academia 14
Business (private sector) 19
Organization 5
Public 86
Decline to Identify 0
Total 154

1.3 Informal requests

Informal requests
  Completion Time
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
Informal requests 26 1 2 1 0 0 0 30
Note: All requests previously recorded as "treated informally" will now be accounted for in this section only.
TBS/SCT 350-63 (Rev. 2011/03)

Part 2: Decline to act on vexatious, made in bad faith or abuse of right requests

Decline to act on vexatious, made in bad faith or abuse of right requests
Types Number of Requests
Outstanding from previous reporting period 0
Sent during reporting period 0
Total 0
Approved by the Information Commissioner during reporting period  0
Declined by the Information Commissioner during reporting period  0
Carried over to next reporting period 0

Part 3: Requests Closed During the Reporting Period

3.1 Disposition and completion time

Disposition and completion time
Disposition of Requests Completion Time
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
All disclosed 8 10 2 3 1 0 0 24
Disclosed in part 7 5 4 4 18 5 0 43
All exempted 1 1 0 0 0 0 0 2
All excluded 13 5 0 1 0 0 0 19
No records exist 27 6 5 0 0 0 0 38
Request transferred 1 0 0 0 0 0 0 1
Request abandoned 5 1 0 1 0 0 0 7
Neither confirmed nor denied 0 0 0 0 0 0 0 0
Decline to act with the approval of the Information Commisioner 0 0 0 0 0 0 0 0
Total 62 28 11 9 19 5 0 134

3.2 Exemptions

Exemptions
Section Number of Requests
13(1)(a) 0
13(1)(b) 0
13(1)(c) 0
13(1)(d) 0
13(1)(e) 0
14 0
14(a) 0
14(b) 0
15(1) 1
15(1) - I.A. 0
15(1) - Def. 0
15(1) - S.A. 0
16(1)(a)(i) 0
16(1)(a)(ii) 0
16(1)(a)(iii) 0
16(1)(b) 1
16(1)(c) 0
16(1)(d) 0
16(2) 0
16(2)(a) 0
16(2)(b) 0
16(2)(c) 11
16(3) 0
16.1(1)(a) 0
16.1(1)(b) 0
16.1(1)(c) 0
16.1(1)(d) 0
16.2(1) 0
16.3 0
16.4(1)(a) 0
16.4(1)(b) 0
16.5 0
17 0
18(a) 1
18(b) 1
18(c) 0
18(d) 0
18.1(1)(a) 0
18.1(1)(b) 0
18.1(1)(c) 0
18.1(1)(d) 0
19(1) 23
20(1)(a) 7
20(1)(b) 13
20(1)(b.1) 0
20(1)(c) 8
20(1)(d) 1
20.1 0
20.2 0
20.4 0
21(1)(a) 9
21(1)(b) 10
21(1)(c) 1
21(1)(d) 0
22 2
22.1(1) 0
23 0
23.1 0
24(1) 1
26 0
I.A.: International Affairs
Def.: Defence of Canada
S.A.: Subversive Activities

3.3 Exclusions

Exclusions
Section Number of Requests
68(a) 9
68(b) 0
68(c) 0
68.1 0
68.2(a) 0
68.2(b) 0
69(1) 0
69(1)(a) 0
69(1)(b) 0
69(1)(c) 1
69(1)(d) 0
69(1)(e) 3
69(1)(f) 0
69(1)(g) re (a) 3
69(1)(g) re (b) 0
69(1)(g) re (c) 2
69(1)(g) re (d) 0
69(1)(g) re (e) 3
69(1)(g) re (f) 0
69.1(1) 0

3.4 Format of information released

Format of information released
Format Number of requests
Paper 24
Electronic 42
Other 1

3.5 Complexity

3.5.1 Relevant pages processed and disclosed
Relevant pages processed and disclosed
Disposition of Requests Number of Pages Processed Number of Pages Disclosed Number of Requests
All disclosed 5031 3748 95
3.5.2 Relevant pages processed and disclosed by size of requests
Relevant pages processed and disclosed by size of requests
Disposition Less Than 100 Pages Processed 101-500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More Than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
All disclosed 23 504 5 973 0 0 0 0 0 0
Disclosed in part 26 636 15 1919 2 540 0 0 0 0
All exempted 2 0 0 0 0 0 0 0 0 0
All excluded 19 0 0 0 0 0 0 0 0 0
Request abandoned 7 72 0 0 0 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0 0 0 0 0
Total 77 1212 16 1996 2 540 0 0 0 0
3.5.3 Other complexities
Other complexities
Disposition Consultation Required Assessment of Fees Legal Advice Sought Other Total
All disclosed 20 0 0 0 20
Disclosed in part 33 0 8 0 41
All exempted 2 0 0 0 2
All excluded 14 0 0 0 14
Request abandoned 2 0 0 0 2
Neither confirmed nor denied 0 0 0 0 0
Total 71 0 8 0 79

3.6 Closed requests

3.6.1 Number of requests closed within legislated timelines
Motifs du non respect du délai statutaire
  Requests closed within legislated timelines
Number of requests closed within legislated timelines 112
Percentage of requests closed within legislated timelines (%) 83.6

3.7 Deemed refusals

3.7.1 Reasons for not meeting statutory deadline
Reasons for not meeting statutory deadline
Number of Requests Closed Past the Statutory Deadline Principal Reason
Interference with Operations/Workload External Consultation Internal Consultation Other
22 5 10 0 7
3.7.2 Requests closed beyond legislated timelines (including any extension taken)
3.7.2 Requests closed beyond legislated timelines (including any extension taken)
Number of Days Past Deadline Number of Requests Past Deadline Where No Extension Was Taken Number of Requests Past Deadline Where An Extension Was Taken Total
1 to 15 days 6 3 9
16 to 30 days 0 0 0
31 to 60 days 4 2 6
61 to 120 days 1 5 6
121 to 180 days 1 0 1
181 to 365 days 0 0 0
More than 365 days 0 0 0
Total 12 10 22

3.8 Requests for translation

Requests for translation
Translation Requests Accepted Refused Total
English to French 0 0 0
French to English 0 0 0
Total 0 0 0

Part 4: Extensions

4.1 Reasons for extensions and disposition of requests

Reasons for extensions and disposition of requests
Disposition of Requests Where an Extension Was Taken 9(1)(a) Interference With Operations 9(1)(b) Consultation 9(1)(c) Third-Party Notice
Section 69 Other
All disclosed 5 1 0 0
Disclosed in part 21 7 0 1
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 1 0 0 0
Request abandoned 1 0 0 0
Total 28 8 0 1

4.2 Length of extensions

Length of extensions
Length of Extensions 9(1)(a) Interference With Operations 9(1)(b) Consultation 9(1)(c) Third-Party Notice
Section 69 Other
30 days or less 2 2 0 0
31 to 60 days 4 2 0 1
61 to 120 days 21 4 0 0
121 to 180 days

1

0 0 0
181 to 365 days 0 0 0 0
365 days or more 0 0 0 0
Total 28 8 0 1

Part 5: Fees

Fees
Fee Type Fee Collected Fee Waived or Refunded
Number of Requests Amount Number of Requests Amount
Application 118 $590 23 $115
Other fees 0 $0 0 $0
Total 118 $590 23 $115

Part 6: Consultations Received From Other Institutions and Organizations

6.1 Consultations received from other Government of Canada institutions and organizations

Consultations received from other Government of Canada institutions and organizations
Consultations Other Government of Canada Institutions Number of Pages to Review Other Organizations Number of Pages to Review
Received during reporting period 103 2465 3 323
Outstanding from the previous reporting period 8 127 1 3
Total 111 2592 4 326
Closed during the reporting period 103 2465 3 42
Pending at the end of the reporting period 5 151 1 284

6.2 Recommendations and completion time for consultations received from other Government of Canada institutions

Recommendations and completion time for consultations received from other Government of Canada institutions
Recommendation Number of Days Required to Complete Consultation Requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
Disclose entirely 42 13 25 7 2 0 0 89
Disclose in part 4 3 2 0 0 0 0 9
Exempt entirely 2 1 1 0 0 0 0 4
Exclude entirely 0 0 1 0 0 0 0 1
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 48 17 29 7 2 0 0 103

6.3 Recommendations and completion time for consultations received from other organizations

Recommendations and completion time for consultations received from other organizations
Recommendation Number of Days Required to Complete Consultation Requests
1 to 15 Days 16 to 30 Days 31 to 60 Days 61 to 120 Days 121 to 180 Days 181 to 365 Days More Than 365 Days Total
Disclose entirely 1 0 1 1 0 0 0 3
Disclose in part 0 0 0 0 0 0 0 0
Exempt entirely 0 0 0 0 0 0 0 0
Exclude entirely 0 0 0 0 0 0 0 0
Consult other institution 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0
Total 1 0 1 1 0 0 0 3

Part 7: Completion Time of Consultations on Cabinet Confidences

7.1 Requests with Legal Services

Requests with Legal Services
Number of Days Fewer Than 100 Pages Processed 101-500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More Than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
1 to 15 1 3 0 0 0 0 0 0 0 0
16 to 30 4 9 0 0 0 0 0 0 0 0
31 to 60 3 7 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 8 19 0 0 0 0 0 0 0 0

6.2 Requests with Privy Council Office

Requests with Privy Council Office
Number of Days Fewer Than 100 Pages Processed 101‒500 Pages Processed 501-1000 Pages Processed 1001-5000 Pages Processed More Than 5000 Pages Processed
Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed Number of Requests Pages Disclosed
1 to 15 0 0 0 0 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0 0 0 0 0
More than 365 0 0 0 0 0 0 0 0 0 0
Total 0 0 0 0 0 0 0 0 0 0

Part 8: Complaints and Investigations

Complaints and Investigations
  Section 32 Notice of intention to investigate Subsection 30(5) Ceased to investigate Section 35 Formal representations Section 37 Reports of finding received Section 37 Reports of finding containing recommendations issued by the Information Commissioner Section 37 Reports of finding containing orders issued by the Information Commissioner
Complaints and Investigations 3 1 0 0 0 0

Part 9: Court Action

9.1 Court actions on complaints received before June 21, 2019 and on-going

Court actions on complaints received before June 21, 2019 and on-going
  Section 41 (before June 21, 2019) Section 42 Section 44 Total
Court Actions 0 0 0 0

9.2 Court actions on complaints received after June 21, 2019

Court actions on complaints received after June 21, 2019
  Complainant (1) Institution (2) Third Party (3) Privacy Commissioner (4) Total
Court Actions 0 0 0 0 0

Part 10: Resources Related to the Access to Information Act

10.1 Costs

Costs
Expenditures Amount
Salaries $181,430
Overtime $0
Goods and Services $3,539
(Professional services contracts) ($0)
(Other) ($0)
Total $184,969

10.2 Human Resources

Human Resources
Resources Person Years Dedicated to Access to Information Activities
Full-time employees 1.73
Part-time and casual employees 0.00
Regional staff 0.00
Consultants and agency personnel 0.00
Students 0.00
Total 1.73
Note: Enter values to two decimal places.

Infrastructure statistics

Infrastructure Statistics

Canada's Core Public Infrastructure Survey: Recent releases

The Linkable Open Data Environment

The Open Database of Infrastructure

The Open Database of Infrastructure contains the locations of bridges, tunnels, solid waste facilities, pedestrian and cycling paths, public transit stops, and potable water, stormwater and wastewater infrastructure.

Infrastucture Statistics Hub 

Infrastucture Statistics Hub

The Infrastructure Statistics Hub showcases the infrastructure economic accounts which represent a set of statistical statements that record the economic, social and environmental impacts related to the production and use of infrastructure in Canada and each province and territory.

Transportation Data and Information Hub

Transportation Data and Information Hub

Transportation Data and Information Hub, developed in partnership by Transport Canada and Statistics Canada provides you with an authoritative source of data and information about transportation in Canada. The Hub is part of the Canadian Centre on Transportation Data (CCTD).

Infrastructure Project Planning Tool

Infrastructure Project Planning Tool

Infrastructure Project Planning Tool is a decision-making support tool for early phases of infrastructure projects. It combines several socio-economic datasets from Statistics Canada to support decision-making for users. It allows users to search these datasets by area of interest, to export data, and to uses them in the context of infrastructure projects.

Integrated Business Statistics Program (IBSP)

This guide is designed to assist you as you complete the Annual Capital and Repairs Expenditures Survey: Expenditures for 2020 (Long form by function).

Your answers are confidential.

Statistics Canada is prohibited by law from releasing any information it collects which could identify any person, business, or organization, unless consent has been given by the respondent or as permitted by the Statistics Act.

Statistics Canada will use information from this survey for statistical purposes.

Table of contents

Reporting period information

For the purpose of this survey, please report information for your 12 month fiscal period for which the final day occurs on or between April 1, 2020 - March 31, 2021.

Here are twelve common fiscal periods that fall within the targeted dates:

  • May 1, 2019 to April 30, 2020
  • June 1, 2019 to May 31, 2020
  • July 1, 2019 to June 30, 2020
  • August 1, 2019 to July 31, 2020
  • September 1, 2019 to August 31, 2020
  • October 1, 2019 to September 30, 2020
  • November 1, 2019 to October 31, 2020
  • December 1, 2019 to November 30, 2020
  • January 1, 2020 to December 31, 2020
  • February 1, 2020 to January 31, 2021
  • March 1, 2020 to February 28, 2021
  • April 1, 2020 to March 31, 2021

Here are other examples of fiscal periods that fall within the required dates:

  • September 18, 2019 to September 15, 2020 (e.g., floating year-end)
  • June 1, 2020 to December 31, 2020 (e.g., a newly opened business)

Reporting dollar amounts

  • all reported amounts must be rounded to the nearest thousand Canadian dollars (eg $ 6,555,444.00 rounded to $ 6,555);
  • exclude sales tax;
  • the best estimate is acceptable if you do not have specific numbers;
  • If you have no capital expenditures, please write "0".

Definitions

What are Capital Expenditures?

Capital Expenditures are the gross expenditures on fixed assets for use in the operations of your organization or for lease or rent to others. Gross expenditures are expenditures before deducting proceeds from disposals, and credits (capital grants, donations, government assistance and investment tax credits).

Fixed assets are also known as capital assets or property, plant and equipment. They are items with a useful life of more than one year and are not purchased for resale but rather for use in the entity's production of goods and services.

Examples are buildings, vehicles, leasehold improvements, furniture and fixtures, machinery, and computer software.

Include:

  • Cost of all buildings, engineering structures, machinery and equipment which normally have a life of more than one year and are charged to fixed asset accounts
  • Modifications and major renovations
  • Capital costs such as feasibility studies, architectural, legal, installation and engineering fees
  • Subsidies used to fund capital expenditures
  • Capitalized interest charges on loans with which capital projects are financed
  • Work done by own labour force
  • Additions to capital work in progress

Exclude:

  • business acquisitions
  • transfers and write offs

How to Treat Leases

Include:

  • Fixed assets acquired as a lessee through either a capital or financial lease;
  • Fixed assets acquired for lease to others as an operating lease.

Exclude:

  • assets acquired for lease to others, either as a capital or financial lease.

Operating lease: The lessor bears the risk of ownership and retains a significant "residual" economic interest in the leased property. The lessee has the right to temporary use of the property, for a term shorter than the economic life of the property, in exchange for regular payments. At the end of the lease, the lessee has the option of purchasing the property at fair market value.

Capital or financial lease: These leases are similar in that the lessor in effect finances the "purchase" of the leased property by the lessee and retains a security interest in the leased property. The lessee retains the leased property for substantially all of its economic life. Usually, at the end of the rental period, he has the option to buy the property at a reduced price.

Land: Capital expenditures for land must include all costs associated with the purchase of land that is not amortized. Improvements to land are to be reported under "Non-residential construction".

Work in Progress: Work in progress represents the costs accumulated since the start of capital projects and which are intended to be capitalized upon completion.

If a major project has been launched or an existing project has been expanded, please indicate the nature, location and, if applicable, the name (s) of the project in the comment section of the questionnaire.

Type of activity (function): The type of activity refers to the function (the economic or social goal or purpose) of capital and repair expenditures incurred during the year. It is the service for others that it serves to support and not its internal

Examples:

A capital expense for the acquisition of office furniture for a hospital.

The function of this acquisition is hospital services.

A capital expense for the construction of a waste disposal facility at a school for its own use.

The function of this expense is teaching.

Residential Construction:

A building or residential building refers to a building used or intended for residential purposes on a permanent or non-permanent basis. Residential buildings normally provide self-contained bathroom and kitchen units to the occupants of each dwelling.

A building for which the majority of housing units have a shared bathroom and kitchen is classified as non-residential.

Include capital expenditures incurred during the reporting period for residential construction (contract or by your own employees).

Include the residential portion of multipurpose complexes and townsites.

Exclude buildings that have dwellings without bathrooms or self-contained or exclusive-use kitchens (e.g, some student or senior residences, short-term shelters), or service-related expenses.

Affordable Housing: Include government-subsidized rental housing. Exclude short-term shelters and single-use, non-bathroom, self-contained dwellings and service-related expenses (these are reported under non-residential construction).

Non-Residential Construction:

This group includes non-residential buildings (buildings). A non-residential building or building refers to a construction that is used or intended for non-residential purposes, namely for industrial, commercial or institutional purposes, including the provision of services. Include capital expenditures incurred during the reporting period for non-residential buildings and engineering works (on a contract basis and / or by your own employees) whether for your own use or lease.

A building for which housing units have a shared bathroom and kitchen is classified under this group. Building structures should be classified as an asset according to their main use, unless it is a multipurpose structure in which we would like you to separate the components. The cost of any machinery or equipment that is an integral or integrated part of the structure (elevators, heating equipment, sprinkler systems, environmental control systems, intercom systems, etc.) must be declared as part of the structure this structure and the landscaping and associated parking lots.

Include:

  • Manufacturing plants, warehouses, office buildings, shopping centres, etc.;
  • Roads, bridges, sewers, electric power lines, underground cables, etc.;
  • The cost of demolition of buildings, land servicing and site preparation;
  • Leasehold and land improvements.
  • Additions to work in progress;
  • Town site facilities such as streets, sewers, stores and schools;
  • Buildings that have accommodation units without self-contained or exclusive use of bathroom and kitchen facilities (e.g., some student and senior citizen residences) and associated expenditures on services;
  • All preconstruction planning and design costs such as engineer and consulting fees and any materials supplied to construction contractors for installation, etc.

Machinery and Equipment

Capital expenditures incurred during the reporting period for machinery and equipment, whether for your own use or for lease or rent to others. Machinery and equipment are generally housed in structures and can be removed or replaced without significantly altering the structure.

Include:

  • Automobiles, trucks, professional and scientific equipment, office and store furniture and appliances;
  • Computers (hardware only), broadcasting, telecommunications and other information and communication technologies equipment;
  • Motors, generators, transformers;
  • Any capitalized tooling expenses;
  • Acquisitions to work in progress;
  • Progress payments paid out before delivery in the year in which such payments are made;
  • Any balance owing or holdbacks should be reported in the year the cost is incurred.

New Capital Assets: Enter new capital expenditures, including the portion of work in progress for the current year. Include imports of used capital assets as they represent newly acquired assets for the Canadian economy.

Canadian Used Capital Assets: Our survey is designed to measure separately the acquisitions of new and used capital assets across the Canadian economy. The acquisition of used capital does not increase the total capital stock, but simply transfers it to the Canadian economy. Indicate the acquisition of used assets separately in this column.

Renovation, Refurbishment, Refurbishment or Refurbishment, Restoration: Indicate capital expenditures for improvements, renovations, repairs, refurbishments, overhauls, or restoration. Exclude routine repair or maintenance expenses.

Non-Capitalized Repair and Maintenance expenses

This refers to the repair and maintenance of property as opposed to the acquisition or renovation of capital assets.

Non-capitalized repair and maintenance expenditures are that portion of current or operating expenditures charged against revenue in the year incurred and made for the purpose of keeping the stock of fixed assets in good working condition during the life originally intended.

Repair and maintenance allow such fixed assets to operate at output producing capacity during the asset life without undue amounts of down time (preventive function). A second purpose is the returning of any portion of the stock of fixed assets into a state of good working condition after any malfunctioning or reduced efficiency for whatever reason (curative function) short of replacement of such fixed assets or adding significantly to their life or productive efficiency.

Maintenance expenditures on buildings and other structures may include the routine care of assets such as janitorial services, snow removal and/or salting and sanding by the firm's own employees or persons outside the firm's employ.

Maintenance expenditures on machinery and equipment may include oil change and lubrication of vehicles and machinery.

Include:

  • the gross value of non-capitalized repairs and maintenance expenditures on non-residential buildings, other construction or machinery and equipment;
  • the value of repairs made by your own workforce, as well as payments to outside repairers;
  • building maintenance services: janitorial services, snow removal, abrasive application, etc. ;
  • maintenance of equipment: oil changes and lubrication of vehicles or other machinery, etc.

Source of funding breakdown - Internal costs

Sources of funding for capital expenditures include grants, donations, credit and venture capital from external sources, as well as internal funding.

Value of the work performed by the business on its own account: These expenses include the value of all materials and equipment provided without charge to contractors, all architectural, engineering and consulting fees and those paid for other similar services.

Internal costs of construction or development (such as equipment and labor): which are capitalized in the cost of assets (such as installation by own employees or assembly of fixed assets, personnel systems and software development). Include all materials and supplies provided free of charge to contractors and all fees for architects, engineers and consultants and services.

Include all materials and supplies provided free to contractors and all architects, engineering and consultants fees and similar services.

Salaries and wages: Indicate the total value of salaries and wages paid to your employees. Wages and salaries are gross earnings before deductions, such as income taxes; they include incentive and vacation pay, but exclude benefits.

Materials and Supplies: Report the total cost of materials and supplies used by your employees and those provided free of charge to contractors for reported expenses.

Other Expenses: Other expenses include, for example, insurance premiums, electricity and telephone costs, and applicable architects, lawyers and engineers fees, if applicable the declared expenditure.

Disposal and sale of fixed assets

Selling price: Indicate the total value of the sale of the fixed assets that you sold or sold, even if you gave them in exchange for a credit for the acquisition or purchase of new fixed assets. When land and buildings are sold together, report separately the sale price of the land, along with other land sales.

Gross book value: This value must represent the total capital expenditures for a property at the time of construction or initial purchase or since that time, including all subsequent capital expenditures for retrofit, expansion, etc. Subsidies should not be subtracted.

Age: Indicate the age of the assets at the time of their disposition.

If you have sold or sold similar fixed assets with different working ages, report these separately or combine the data and provide a weighted average age of these assets.

Environmental protection and resource management expenditures

These questions cover the capital and repair expenditures made by this organization in order to prevent, reduce or eliminate pollution and other forms of degradation of the environment while performing your production activity, i.e., within your organization. Expenditures made to restore the environment from a degraded state are included. It can also be expenditures made for resource management activities which result in the more efficient use of natural resources, thus safeguarding against their depletion or the use of goods that have been adapted to be significantly less energy or resource intensive than the industry standard. This includes expenditures that this specific operation incurred for pollution prevention and abatement and control. Exclude expenditures made to improve employee health, workplace safety, and site beautification. Please report all environmental protection or resource management expenditures whether or not they are in response to current or anticipated Canadian or international regulations, conventions or voluntary agreements.

Enter capital expenditures for each of the following environment protection or resources management activities.

a. Solid waste management: Capital expenditures related to non-hazardous and hazardous solid waste collection, transport, treatment, storage, disposal, recycling, and composting, and activities related to measurement, control, and laboratories. Exclude capital expenditures on sewage or wastewater management, and treatment of high-level radioactive waste.

b. Wastewater management: Capital expenditures related to prevention of wastewater through in-process modifications, wastewater treatment (including pollution abatement and control (end-of-pipe) processes), management of substances released to surface waters, municipal sewer systems, soil, or underground. Include capital expenditures related to treatment of cooling water for disposal, installation of sewage infrastructure, expenditures related to the use, collection, treatment and disposal of sewage (including septic tanks), and activities related to measurement, control, and laboratories. Exclude expenditures on the protection of groundwater from pollutant infiltration and the cleaning up of soil and water bodies after pollution.

c. Air pollution management: Capital expenditures related to air pollution prevention (i.e., the elimination of pollution at the source) and air pollution abatement and control (i.e., end-of-pipe processes), including monitoring. For example, scrubbers, air and off-gas treatments, low emitting burners, leak detection technologies. Exclude heat or energy savings and management, the purchase or lease of fuel efficient vehicles and equipment, the production of renewable or clean energy, the purchase of biofuels, biochemicals or biomaterials, and the purchase of carbon offset credits and carbon taxes.

d. Protection and remediation of soil, groundwater and surface water: Capital expenditures for the prevention of pollution infiltration, cleaning up of soil and water bodies, protection of soil from erosion, salinization and physical degradation, monitoring, and site reclamation and decommissioning. Include decommissioning expenditures incurred in the 2020 fiscal year even if the site closed before this period. Exclude capital expenditures on wastewater management.

e. Protection of biodiversity and habitat: Capital expenditures related to protecting wildlife and habitat from the effects of economic activity and to restoring wildlife or habitat that has been adversely affected by such activity, including monitoring.

f. Noise and vibration abatement: Capital expenditures related to the control, reduction and abatement of industrial and transport noise and vibration related to the activities of this organization. Exclude the abatement of noise and vibration for the purpose of workplace protection.

g. Protection against radiation: Capital expenditures for the reduction or elimination of the negative consequences of high-level radiation, including the handling, transportation and treatment of high-level radioactive waste – that is, waste that requires shielding during normal handling and transportation because of its high radionuclide content. Exclude the management of low-level radioactive waste, and the protection against radiation for the purpose of workplace protection.

h. Other environmental protection activities: Capital expenditures related to other initiatives not listed above. Report imputed interest on funds held in trust against future environmental liabilities. Exclude capital expenditures related to research and development, to heat or energy savings and management, the purchase or lease of fuel efficient vehicles and transportation goods, the production of renewable or clean energy, and the purchase of biofuels, biochemicals or biomaterials.

i. Heat or energy savings and management: Capital expenditures related to minimizing the intake of energy through in-process modifications as well as the minimisation of heat and energy losses. This includes in-process modifications, insulation activities, energy recovery, monitoring related to energy saving, and lighting upgrades.

j. Fuel efficient vehicles and transportation goods or technologies: Capital expenditures related to the purchase or the lease of electric and hybrid vehicles, vehicles using alternative fuels, alternative fuel retrofits on existing vehicles, and low-rolling resistance tires.

k. Production of nuclear energy: Capital expenditures related to the production of nuclear power.

l. Production of energy from renewable sources: Capital expenditures related to the production of electricity or heat from renewable sources. For example, wind, geothermal, hydro, solar, and waste to energy.

Drivers and obstacles: Drivers or obstacles to the adoption of new or significantly improved clean technologies, systems or equipment for the establishment.

Required Information

This questionnaire is broken up into 6 sections. Below you will find information on the data required to complete each section of the electronic questionnaire. This guide is meant as a resource so that you may gather the necessary information prior to completing the electronic questionnaire.

1) For the fiscal year, you will need to provide the organizations total capital and repair expenditures in (CAN$ '000) for the following:

  • Gross capital expenditures, excluding land
  • Non-capitalized repair and maintenance expenditures
  • Land

As well as provide the total cost of capitalized work in progress (building, other construction, equipment and tools, software) at the end of the reporting period. Note: These capital costs must also be reported as capital expenditures in the year in which they occurred (addition to work in progress for the reporting period).

2) The identification of the functions (the economic or social purpose or purpose) of capital and reparations expenditures incurred during the year and the identification of the assets that were acquired during the year for each function. For each asset shown, expenses are collected as follows:

  1. New Acquisitions and additions (including used capital assets imported)
  2. Acquisitions of used assets (excluding imports)
  3. Refurbishment and renovations
  4. Expected useful life (years).

Note : The list of functions and the associated assets is available below under Functions and associated assets.

3) Source of funding for the total capital expenditures by function. The sources of funding requested are the subsidies, grants and contributions received from each level of government, as well as all other sources combined.

  1. Grants, subsidies and contributions from municipal, local or regional governments
  2. Grants, subsidies and contributions from provincial or territorial governments
  3. Grants, subsidies and contributions from the federal government
  4. Private, internal and other sources of funding - Include internal funds and funds from sales of goods and services (including user fees), private donations, and developers’ contributions

4) Non-capitalized repair and maintenance expenditures by function. Report the part of operating costs that are incurred to maintain the intended use of non-residential tangible assets (buildings, machinery, computers, etc.). Capital expenditures are excluded.

5) Identification of internal costs capitalized (work performed by the organization’s own labour force). Breakdown of expenditures on own account work (internal work) by salaries and wages, material and supplies and other charges for:

  1. New non-residential construction including renovation and retrofit
  2. Non-capitalized construction repair and maintenance expenses
  3. New machinery and equipment including renovation and retrofit
  4. Software development capital expenditures

For the categories above, report internal costs for each:

  • Salaries and Wages
  • Materials and Supplies
  • Other charges

6) Identification of assets that were disposed of or sold during the year. For each asset, include the selling price if applicable, gross book value (total accumulated cost) and age.

Note: the list of assets for the reporting of disposals and sales is available under List of assets for disposals and sales. 

Functions

Road transport

The administration of affairs and services concerning operation, use, construction and maintenance of road transport systems and facilities (roads, bridges, tunnels, parking facilities, etc.).

Includes:

  • highways, urban roads, streets, bicycle paths and footpaths
  • vehicle and driver licensing
  • vehicle safety inspection, size and load specifications for passenger and freight road transport
  • regulation of hours of work of bus, coach and lorry drivers, etc.

Excludes:

  • road traffic control (see Defense, public order and safety)
  • support for road vehicle manufacturers (see Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction)
  • construction of noise embankments, hedges and other anti-noise facilities including the resurfacing of sections of urban highways with noise reducing surfaces (see Other community amenities and environmental protection)
  • street lighting (see Other health and social protection).

Public transit

The administration of affairs and services concerning operating, use, construction and maintenance of local and suburban mass passenger transit systems. Such systems may involve the use of one or more modes of transport including ferry services, light rail, subways and streetcars, as well as buses and bus terminals. These establishments operate over fixed routes and schedules, and allow passengers to pay on a per-trip basis.

Excludes:

  • passenger transportation associated with scenic or sightseeing activities (see Tourism)
  • transportation services without fixed routes and schedules.

Other transport not elsewhere classified (n.e.c)

The administration of affairs and services concerning operation, use, construction and maintenance of inland, coastal and ocean water, railway, air and other transport systems and facilities.

Includes:

  • harbours, docks, canals, bridges, tunnels, channels, breakwaters, piers, wharves, etc.
  • water, rail or air transport navigation aids and equipment (radio, satellite, etc.)
  • emergency rescue and towing services
  • registration, licensing and inspection of vessels and crews
  • regulations concerning passenger safety and freight security.

Excludes:

  • shipbuilders and rolling stock manufacturers (see Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction)
  • construction of noise embankments, hedges and other anti-noise facilities including the resurfacing of sections of urban highways with noise reducing surfaces (see Other community amenities and environmental protection)
  • ferry service with fixed routes and schedules that charge a per-trip fee (see Public transit).

Water supply

The administration of water supply affairs.

Includes:

  • assessment of future needs and determination of availability
  • supervision and regulation of all facets of potable water supply including water purity, price and quantity controls
  • construction or operation of water supply systems
  • production and dissemination of general information, technical documentation and statistics on water supply affairs and services
  • activities to support the operation, construction, maintenance or upgrading of water supply systems.

Excludes:

  • irrigation systems (see Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction)
  • collection and treatment of waste water (see Waste water management).

Community amenities not elsewhere classified (n.e.c)

The administration of housing development affairs and services, promotion, monitoring and evaluation of housing development activities whether or not the activities are under the auspices of public authorities. Also included are activities such as formulation, administration, coordination and monitoring of overall policies, plans, programmes and budgets relating to housing and community amenities, preparation and enforcement of legislation and standards relating to housing and community amenities, production and dissemination of general information, technical documentation and statistics relating to housing and community amenities.

Includes:

  • slum clearance related to provision of housing
  • acquisition of land needed for construction of dwellings
  • administration of zoning laws and land-use and building regulations
  • construction or purchase and remodelling of dwelling units for the general public or for people with special needs
  • planning of new communities or of rehabilitated communities
  • planning the improvement and development of facilities such as housing, industry, public utilities, health, education, culture, recreation, etc. for communities
  • preparation of schemes for financing planned developments
  • production and dissemination of general information, technical documentation and statistics on community development affairs and services
  • development and regulation of housing standards
  • production and dissemination of public information, technical documentation and statistics on housing development affairs and services
  • activities to support the expansion, improvement or maintenance of the housing stock.

Excludes:

  • administration, development and regulation of construction standards (see Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction)
  • activities to help households meet the cost of housing, such as the provision of affordable housing (see Social protection).
  • plan implementation, that is, the actual construction of housing, industrial buildings, streets, public utilities, cultural facilities, etc. (classified according to function).

Storm water management

The administration, supervision, inspection, operation or support of rain or storm water management systems, including activities to support the operation, construction, maintenance or upgrading of such systems.

Includes:

  • system of collectors, pipelines, conduits and pumps to evacuate any rainwater from the points of generation to either a sewage system or to a point where rain water is discharged to surface water

Waste water management

The administration, supervision, inspection, operation or support of sewage systems and waste water treatment, including activities to support the operation, construction, maintenance or upgrading of such systems.

Includes:

  • system of collectors, pipelines, conduits and pumps to evacuate any waste water (domestic and other available waste water) from the points of generation to either a sewage treatment plant or to a point where waste water is discharged to surface water
  • mechanical, biological or advanced process to render waste water fit to meet applicable environment standards or other quality norms.

Excludes:

  • rain water or storm water systems (see Storm water management).

Waste management

The administration, supervision, inspection, operation or support of waste collection, treatment and disposal systems, including activities to support the operation, construction, maintenance or upgrading of such systems.

Includes:

  • collection, treatment and disposal of nuclear waste
  • collection of all types of waste, whether selective by type of product or undifferentiated covering all waste
  • transport to place of treatment or discharge
  • treatment by any method or process designed to change the physical, chemical or biological character or composition of any waste so as to neutralize it, to render it non-hazardous, to make it safer for transport, to make it amenable for recovery or storage or to reduce it in volume
  • disposal to final placement of waste for which no further use is foreseen by landfill, containment, underground disposal, dumping at sea or any other relevant disposal method.

Other community amenities and environmental protection

The administration, management, regulation, supervision, operation and support of activities such as formulation, administration, coordination and monitoring of overall policies, plans, programmes and budgets for the promotion of environmental protection; the preparation and enforcement of legislation and standards for the provision of environmental protection services, and the production and dissemination of general information, technical documentation and statistics on environmental protection.

This group covers activities relating to ambient air and climate protection, soil and groundwater protection, noise and vibration abatement, protection against radiation, protection of fauna and flora species and habitats, and the protection of landscapes for their aesthetic values.

Includes:

  • rehabilitation of abandoned mines and quarry sites
  • protection of habitats including the management of natural parks and reserves
  • protection of flora and fauna species
  • construction, maintenance and operation of monitoring systems and stations (other than weather stations)
  • construction of noise embankments, hedges and other anti-noise facilities including the resurfacing of sections of urban highways or railways with noise reducing surfaces
  • measures to clean pollution in water bodies
  • measures to control or prevent the emissions of greenhouse gases and pollutants that adversely affect the quality of the air
  • construction, maintenance and operation of installations for the decontamination of polluted soils and for the storage of pollutant products
  • reshaping of damaged landscapes for the purpose of strengthening their aesthetic value
  • transportation of pollutant products.

Defense, public order and safety

The administration, operation and support of fire prevention and fire-fighting services; of law courts, prisons and other places for the detention or rehabilitation of criminals; military or civil defence affairs and services, and of foreign military aid (monitoring of policies as well as preparation and enforcement of legislation relating to defense). Activities such as formulation, administration, coordination and monitoring of overall policies, plans, programmes and budgets relating to public order and safety are included.

Includes:

  • workhouses, reformatories, borstals, asylums for the criminally insane, etc.
  • operation of parole and probation systems;
  • fire-prevention and fire-fighting training programmes;
  • mountain rescue, beach surveillance, evacuation of flooded areas, etc.
  • land, sea, air and space defence forces
  • border and coast guards
  • engineering, transport, communication, intelligence, personnel and other non-combat defence forces
  • applied research and experimental development related to defence, public order and safety
  • legal representation and advice on behalf of government or on behalf of others provided by government

Excludes:

  • forces especially trained and equipped for fighting or preventing forest fires (see Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction)
  • military schools and colleges where curricula resemble those of civilian institutions even though attendance may be limited to military personnel and their families (see Education)
  • administration of war veterans' affairs (see Other health and social protection)
  • equipment and facilities for emergency use in the case of peacetime disasters (see Other health and social protection)
  • pension schemes for military personnel (see Other health and social protection).

Hospital services

This group covers the services of general and specialist hospitals, the services of medical centres, maternity centres, nursing homes and convalescent homes which chiefly provide in-patient services, the services of military base hospitals, the services of institutions serving old people in which medical monitoring is an essential component and the services of rehabilitation centres providing in-patient health care and rehabilitative therapy where the objective is to treat the patient rather than to provide long-term support.

Includes:

  • Hospital day-care and home-based hospital treatment
  • hospices for terminally ill persons
  • specialized hospitals that provide treatment of a particular condition, disease or class of patient (i.e., tuberculosis, cancer etc.).

Excludes:

  • military field hospitals (see Defense, public order and safety)
  • surgeries, clinics and dispensaries devoted exclusively to outpatient care (see Health services)
  • institutions for disabled persons and rehabilitation centres providing primarily long-term support (see Other health and social protection)
  • retirement homes for elderly persons (see Other health and social protection)
  • activities related to payments to patients for loss of income due to hospitalization (see Other health and social protection).

Health except hospital services

This group covers medical, dental and paramedical services delivered to outpatients by practitioners and auxiliaries. The services may be delivered at home, in individual or group consulting facilities, dispensaries or the outpatient clinics of hospitals and the like. Outpatient services include the medicaments, prostheses, medical appliances and equipment and other health-related products supplied directly to outpatients by medical, dental and paramedical practitioners and auxiliaries.

The administration, inspection, operation or support of public health services such as blood bank operation (collecting, processing, storing, shipping), disease detection (cancer, tuberculosis, venereal disease), prevention (immunization, inoculation), monitoring (infant nutrition, child health), epidemiological data collection, family planning services, etc. are also included.

Includes:

  • licensing of medical establishments and medical and paramedical personnel
  • general and specialized medical clinics
  • offices of general and specialist medical practitioners
  • dental clinics and dentists
  • services of orthodontic specialists
  • acupuncturists, chiropodists, chiropractors, optometrists, practitioners of traditional medicine, etc.
  • medical analysis laboratories and x-ray centres
  • preparation and dissemination of information on public health matters
  • outpatient thermal bath or sea-water treatments
  • ambulance services (other than ambulance services operated by hospitals)
  • formulation, administration, coordination and monitoring of overall health policies, plans, programs and budgets
  • provision of vaccines, oral contraceptives, and other pharmaceutical products
  • provision of first-aid kits and other medical products
  • provision of corrective eyeglasses, hearing aids, orthopaedic footwear, wheelchairs, etc.
  • formulation and administration of government policy
  • setting and enforcement of standards for medical and paramedical personnel and for hospitals, clinics, surgeries, etc.
  • regulation and licensing of providers of health services
  • applied research and experimental development into medical and health-related matters
  • production and dissemination of general information, technical documentation and statistics on health.

Exclusions:

  • medical, dental and paramedical services provided to in-patients by hospitals and the like (see Hospital services)
  • overhead expenses connected with administration or functioning of a group of hospitals (see Hospital services)
  • medical products and equipment supplied directly to in-patients by hospitals and the like (see Hospital services).

Housing

The provision of social protection in the form of benefits in kind to help households meet the cost of housing (recipients of these benefits are means-tested).

Includes:

  • the administration, operation or support of such social protection schemes
  • activities to help tenants with rent costs or to alleviate the current housing costs of owner occupiers (that is to help with paying mortgages or interest)
  • provision of low-cost or social housing.

Other health and social protection

The provision of social protection in the form of cash benefits or benefits in kind to persons who are unable to find suitable employment or who are unable to engage in economic activity or lead a normal life due to a physical or mental impairment (permanent or likely to persist beyond a minimum prescribed period); to protect against the risks linked to old age (loss of income, inadequate income, lack of independence in carrying out daily tasks, reduced participation in social and community life, etc.); to support persons who are survivors of a deceased person spouse or relative or who are victims of crime; and to support households with dependent children.

Includes:

  • the administration, operation or support of such social protection schemes
  • provision of benefits to replace in whole or in part loss of earnings during a temporary inability to work due to sickness or injury
  • unemployment benefits and early retirement benefits due to unemployment or job reduction caused by economic measures
  • support to targeted groups in the labour force who take part in training schemes intended to develop their potential for employment
  • disability pensions paid to persons below the standard retirement age who encounter a disability which impairs their ability to work
  • support to disabled persons undertaking work adapted to their condition or undergoing vocational training
  • old-age pensions
  • survivors' pensions, death grants, and other support to survivors
  • maternity allowances, birth grants, parental leave benefits, family or child allowances, and other support to households to help them meet the costs of specific needs (e.g., those of the lone parent families or families with handicapped children)
  • mobility and resettlement payments
  • vocational training provided to persons without a job or retraining provided to persons at risk of losing their job
  • accommodation, food or clothes provided to unemployed persons and their families
  • lodging and possibly board provided to elderly persons or to disabled persons in appropriate establishments
  • assistance provided to disabled persons to help them with daily tasks (home help, transport facilities etc.)
  • vocational and other training provided to further the occupational and social rehabilitation of disabled persons
  • support provided to elderly persons, to disabled persons, or to survivors to enable them to participate in leisure and cultural activities or to travel or to participate in community life
  • support to elderly persons or persons temporarily unable to work due to sickness or injury (home help, transport facilities, etc.).
  • pension schemes for military personnel and for government employees.

Excludes:

  • family planning services (see Health services)
  • general programmes or schemes directed towards increasing labour mobility, reducing the rate of unemployment or promoting the employment of disadvantaged or other groups characterized by high unemployment (see General economic, commercial, and labour affairs).

Education

The provision of education and the administration, inspection, operation or support of schools and other institutions providing educational services. The provision of subsidiary services to education and the administration, inspection, operation or support of transportation, food, lodging, medical and dental care and related subsidiary services chiefly for students regardless of level.

Includes:

  • military schools and colleges where curricula resemble those of civilian institutions
  • police colleges offering general education in addition to police training
  • provision of education by radio or television broadcasting
  • literacy programmes for students too old for elementary/primary school
  • out-of-school education for adults and young people
  • vocational training and cultural development
  • activities related to providing scholarships, grants, loans and allowances to support students.

Excludes:

  • school health monitoring and prevention services (see Health services).

Recreation, culture and religion

The provision of sporting, recreational, and cultural services and the operation or support of broadcasting and publishing services; administration of sporting, recreational, cultural, religious, broadcasting and publishing affairs; supervision and regulation of sporting, recreation and cultural facilities, and of broadcasting and publishing services; activities to support teams or individual competitors or players, individual artists, writers, designers, composers and others working in the arts, or to organizations engaged in promoting cultural activities.

Includes:

  • formulation, administration, coordination and monitoring of overall policies, plans, programmes and budgets for the promotion of sport, recreation, culture and religion
  • preparation and enforcement of legislation and standards for the provision of recreational and cultural services
  • provision of facilities for religious and other community services, including support for their operation, maintenance and repair
  • production and dissemination of general information, technical documentation and statistics on recreation, cultural and religion
  • operation or support of facilities for recreational pursuits (parks, beaches, camping grounds and associated lodging places furnished on a non-commercial basis, swimming pools, public baths for washing, etc.)
  • facilities for active sporting pursuits or events (playing fields, tennis courts, squash courts, running tracks, golf courses, boxing rings, skating rinks, gymnasia, etc.)
  • operation or support of operation or support of facilities for passive sporting pursuits or events (chiefly specially equipped venues for playing cards, board games, etc.)
  • operation or support of facilities for cultural pursuits (libraries, museums, art galleries, theatres, exhibition halls, monuments, historic houses and sites, zoological and botanical gardens, aquaria, arboreta, etc.)
  • production, operation or support of cultural events (concerts, stage and film productions, art shows, etc.)
  • national, regional or local team representation in sporting events
  • construction or acquisition of facilities for television or radio broadcasting
  • construction or acquisition of plant, equipment or materials for newspaper, magazine or book publishing
  • the production of material for, and its presentation by, broadcasting
  • the gathering of news or other information
  • the distribution of published works
  • national, regional or local celebrations provided they are not intended chiefly to attract tourists.

Excludes:

  • sporting and recreational facilities associated with educational institutions (see Education)
  • cultural events intended for presentation beyond national boundaries (see General public services)
  • national, regional or local celebrations intended chiefly to attract tourists (see Tourism)
  • government printing offices and plants (see General public services)
  • provision of education by radio or television broadcasting (see Education).

Electricity

The administration, conservation, development, supervision and regulation of the generation, transmission and distribution of electricity. This class covers both traditional sources of electricity (such as thermal or hydro supplies) and newer sources (such as wind or solar heat).

Fuel and energy

The administration of fuel and energy affairs and services, except electricity, including supervision, regulation, conservation, discovery, development and rationalized exploitation of the resources (extraction, processing, distribution and use).

Includes:

  • coal of all grades, lignite and peat irrespective of the method used in their extraction or beneficiation and the conversion of these fuels to other forms such as coke or gas
  • natural gas, liquefied petroleum gases and refinery gases, oil from wells or other sources (such as shale or tar sands), and the distribution of town gas regardless of its composition
  • nuclear and other fuels such as alcohol, wood and wood wastes
  • heat in the form of steam (such as hot water or hot air)
  • geothermal resources and non-electric energy produced by wind or solar heat.

Tourism

The administration of tourism affairs and services.

Includes:

  • promotion and development of tourism
  • liaison with the transport, hotel and restaurant industries and other industries benefiting from the presence of tourists
  • operation of tourist offices
  • organization of advertising campaigns, including the production and dissemination of promotional literature and the like
  • compilation and publication of statistics on tourism.

General economic, commercial, and labour affairs

The administration of general economic, commercial and labour affairs and services, including general foreign commercial affairs; formulation and implementation of general economic, commercial and labour policies; liaison among different branches of government and between government and overall industrial, business and labour organizations.

Includes:

  • regulation or support of export and import trade and of commodity and equity markets
  • supervision and regulation of labour conditions (hours of work, wages, safety, etc.)
  • trade promotion activities
  • programmes or schemes to facilitate labour mobility, to reduce discrimination, to reduce unemployment in distressed or underdeveloped regions, to promote the employment of disadvantaged or other groups, etc.
  • operation or support of arbitration and mediation services
  • regulation of monopolies and other restraints on trade and market entry
  • supervision of the banking industry
  • consumer education and protection
  • institutions dealing with patents, trademarks, copyrights and company registration
  • weather forecasting, hydrologic surveys, geodesic surveys, etc.
  • promotion of general economic and commercial policies and programmes.

Agriculture, forestry, fishing, hunting, mining, manufacturing, and construction

The administration, operation, supervision and regulation of agricultural, forestry, fishing, hunting, mining, manufacturing, and construction industry affairs and services.

Includes:

  • issuance of certificates permitting occupancy
  • development, expansion or improvement of manufacturing
  • construction, operation or support of flood control, irrigation and drainage systems
  • liaison with manufacturers' associations and other organizations interested in manufacturing affairs and services
  • forest crops in addition to timber
  • forest fire fighting and prevention
  • restricting or encouraging output of a particular crop or for allowing land to remain uncultivated
  • regulation of production rates
  • inspections of sites for conformity with safety regulations, protection of consumers against dangerous products, etc.
  • conservation, extension and rationalized exploitation of resources and reserves
  • protection, propagation and rationalized exploitation of fish and wildlife stocks
  • operation or support of reforestation work, pest and disease control
  • fish hatcheries, extension services, stocking or culling activities, etc.
  • issuance of licences and leases
  • issuance of fishing and hunting licences
  • veterinary services to farmers, pest control services, crop inspection services and crop grading services.

Excludes:

  • support for the construction of housing, industrial buildings, streets, public utilities (e.g., water, gas, electricity, heating), cultural facilities, etc. (classified according to function)
  • development and regulation of housing standards (see Housing)
  • control of offshore and ocean fishing (see Defense, public order and safety)
  • fishing and hunting affairs and services that take place in natural parks and reserves (see Recreation, culture, and religion)
  • affairs and services concerning the coal processing industry (see Fuel and energy)
  • petroleum refineries (see Fuel and energy).

Other economic affairs not elsewhere classified (n.e.c.)

General economic and commercial affairs and services concerning the regulation, construction, extension, improvement, operation and maintenance of communication systems (postal, telephone, telegraph, wireless and satellite communication systems); construction, extension, improvement, operation and maintenance of hotels and restaurants; the distributive trade and the storage and warehousing industry; supervision and regulation of wholesale and retail trade (permits, sales practices, labeling of packaged food and other household goods, inspection of scales and other weighing devices, etc.), as well as warehouses and stores (permits, control of bonded warehouses, etc.); production and dissemination of general information, technical documentation and statistics on communications affairs and services; on prices, on the availability of goods and on other aspects of the distributive trade; on the storage and warehousing industry; on hotel and restaurant affairs and services; activities to support the construction, operation, maintenance or upgrading of communication systems, of hotels and restaurant, or to support the distributive trade and the storage and warehousing industry; price control and rationing schemes operating through retailers or wholesalers regardless of the type of goods involved or intended consumer.

Includes:

  • granting of franchises;
  • assignment of communications frequencies, specification of markets to be served and tariffs to be charged, etc.
  • distributive trade licensing, sales practices, labelling of packaged food and other goods intended for household consumption, inspection of scales and other weighing machines, etc.
  • licensing and control of government-bonded warehouses
  • multi-purpose development projects.

Excludes:

  • radio and satellite navigation aids for water transport and air transport (see Other transport not elsewhere classified)
  • radio and television broadcasting systems (see Recreation, culture, and religion)
  • administration of price and other controls applied to the producer (classified according to function)
  • food and other such subsidies applicable to particular population groups or individuals (see Other health and social protection)
  • projects with one main function and other functions that are secondary (classified according to main function).

General public services

The administration, operation or support of executive and legislative organs, of financial and fiscal affairs and services, and of external affairs and services, and basic research undertaken without any particular application or use in view.

Includes:

  • office of the chief executive at all levels of government
  • legislative bodies at all levels of government (parliaments, chambers of deputies, senates, assemblies, town councils, etc.)
  • advisory, administrative and political staffs attached to chief executive offices and legislatures
  • elections and referendums
  • treasury or ministry of finance
  • budget office
  • customs authorities
  • accounting and auditing service
  • diplomatic and consular missions
  • libraries and other reference services serving mainly executive and legislative organs
  • operation or support of information and cultural services for distribution beyond national boundaries
  • government agencies engaged in basic research or in applied research and experimental development related to general public services
  • research undertaken by non-government bodies (e.g., research institutes and universities).

List of assets

Category Asset Code
Non-residential construction -
Asset description and codes
The asset items and categories listed below are groupings of fixed assets generally having a similar function which can apply to various industries.
-
Construction structures should be classified to an asset according to its principal use unless it is a multi-purpose structure where we would like you to separate the components. The cost of any machinery and equipment which is an integral or built-in feature of the structure (i.e. elevators, heating equipment, sprinkler systems, environmental controls, intercom systems, etc.) should be reported as part of that structure as well as landscaping, associated parking lots, etc. -
Industrial Building -
Manufacturing plants 6221121
Industrial depots and service buildings 6221131
Farm buildings and structures 6221111
Other industrial sites and structures - specify: 6221141
Commercial Building -
Industrial laboratories, research and development centres 6222311
Warehouses 6222321
Service stations 6222331
Office buildings 6222111
Hotels and Motels 6222351
Restaurants 6222341
Shopping centres, plazas, malls and stores 6222211
Theatres and halls 6222361
Indoor recreational facilities 6222363
Other collective dwellings 6222372
Student residences 6222371
Airports and other passenger terminals 6222380
Communications buildings 6222391
Sports facilities with spectator capacity 6222362
Other commercial properties, not elsewhere classified - specify: 6222392
Institutional Building -
Schools, colleges, universities and other educational buildings 6223111
Religious centres and memorial sites 6223311
Hospitals 6223211
Nursing homes and senior citizens homes 6223222
Other health care buildings, not elsewhere classified 6223221
Daycare centres 6223341
Libraries 6223351
Historical sites 6223331
Public safety facilities 6223361
Museums 6223321
Other institutional buildings, not elsewhere classified- specify 6223371
Marine Engineering -
Seaports and harbours 6231311
Canals and waterways 6231331
Marinas 6231321
Other marine infrastructure - specify: 6231341
Transportation Engineering Infrastructure -
Parking lots and garages 6231211
Highways, roads and streets 6231111
Runways (include lighting) 6231231
Railway Tracks 6231221
Bridges 6231121
Tunnels 6231131
Other land transportation infrastructure, not elsewhere classified - specify: 6231241
Waterworks Engineering Infrastructure -
Water filtration plants 6235111
Water supply infrastructure 6235121
Sewage Engineering infrastructure -
Sewage treatment plants 6235211
Sewage collection and disposal infrastructure 6235221
Electric power engineering infrastructure -
Natural gas, coal and oil power plants 6233111
Nuclear power plants 6233112
Hydro-electric power plants 6233113
Other Power generating plants (wind, solar, biomass) 6233114
Power transmission networks 6233121
Power distribution networks 6233131
Communication Networks -
Telecommunications transmission cables and lines (except optical fibre) 6234111
Telecommunications transmission optical fibre cables 6234112
Telecommunications transmission support structures - towers, poles, conduit 6234113
Other communications networks - specify: 6234114
Oil and Gas Engineering Construction -
Oil refineries 6232121
Natural gas processing plants 6232122
Pipelines (except water supply conduits) 6232211
Development drilling for oil and gas 6711111
Production facilities in oil and gas extraction 6232111
Enhanced recovery techniques for oil and gas 6711113
Site development and maintenance services for oil and gas fields 6711112
Gas Distribution systems (main and services) and other oil and gas infrastructure 6232311
Mining Engineering Construction -
Mine surface buildings (except for beneficiation) 6236112
Mine buildings for ore beneficiation 6236111
Mine structures (except buildings) 6236113
Tailing disposal systems and settling ponds 6236114
Site development for mining 6711211
Other Engineering Construction -
Pollution abatement and control infrastructure 6236261
Outdoor recreational facilities 6236251
Waste disposal facilities 6236231
Irrigation networks 6236241
Reclaimed land 6236211
Flood protection infrastructure 6236221
Site remediation 7823131
Other engineering works, not elsewhere classified - specify: 6236262
Machinery and equipment -
Asset description and codes
The asset items and categories listed below are groupings of fixed assets generally having a similar function that can apply to various industries.
-
Machinery and equipment are generally housed in structures and can be removed or replaced without significantly altering the structure. -
Medium and Heavy Trucks, Buses and Other Motor Vehicles -
Medium and heavy-duty trucks 4121100
Buses 4121211
Freight and utility trailers 4121300
Special-purpose vehicles 4121221
Materials handling trucks and tractors 3454211
Other motor vehicles 4123100
Passenger Cars and Light Trucks -
Passenger cars, light-duty trucks, vans and SUVs 4110000
Other Transportation Equipment -
Locomotives, railway rolling stock, and rapid transit equipment 4411200
Civilian aircraft 4211112
Non-military ships, barges and platforms 4411112
Boats and personal watercraft 4421100
Other transportation equipment - specify: 4421259
Processing Equipment -
Water treatment equipment 3453311
Filters and strainers for fluids and fluid power systems 3454342
Packing, packaging, and bottling machinery 3454331
Mineral crushing, screening, processing and beneficiation machinery and equipment 3321151
Metalworking machinery 3411100
Industrial moulds, special dies, and patterns 3455110
Other industry-specific manufacturing machinery, not elsewhere classified - specify: 3431100
Computers and Office Equipment -
Computers and computer peripheral equipment 3611100
Optical and projection equipment, photocopiers, and office machines (except computers and peripherals) 3421110
Office furniture 3911400
Telecommunications, Cable and Broadcasting Equipment -
Broadcast, studio, alarm, and signalling equipment 3621200
Navigational and guidance instruments 3621300
Telephone and data communications equipment 3621100
Televisions and other audio and video equipment 3622100
Other communication equipment - specify: 3621419
Commercial and Service Industry Machinery and Equipment -
Commercial cooking and food-warming equipment 3421121
Commercial and service industry machinery and equipment, not elsewhere classified 3421130
Other Industrial Machinery and Equipment -
Heavy-gauge metal containers (including intermodal) 3454100
Hand tools and power hand tools (except welding and soldering equipment) 3454320
Logging machinery and equipment 3321111
Rock drilling machinery and equipment 3321141
Other mining and quarrying machinery and equipment, not elsewhere classified 3321142
Oil and gas field production machinery and equipment 3321160
Construction machinery and equipment 3321170
Nuclear reactor steam supply systems 3453113
Welding and soldering equipment 3454311
Industrial furnaces and ovens, and electric industrial heating equipment 3454341
Other materials handling equipment, conveyors, and elevators 3454249
Medical, Scientific and Technical Instruments and equipment -
Medical and laboratory equipment (except scientific instruments) 3631300
Scientific and technical instruments (except electromedical and irradiation equipment) 3631260
Other measuring, control, and scientific instruments (except electromedical and irradiation equipment) 3631269
Medical, dental and personal safety supplies 4751100
Other Machinery and Equipment -
Institutional and other furniture, not elsewhere classified (including furniture frames) 3911600
Engines (except gasoline and diesel engines for motor vehicles, and aircraft engines) and mechanical power transmission equipment 3451000
Pumps and compressors 3453200
Heating and cooling equipment (except household refrigerators and freezers) 3441100
Power and distribution transformers 3812211
Other transformers 3812220
Military aircraft 4211111
Military ships 4411111
Military armoured vehicles 4421231
Billboards 4751211
Non-residential mobile buildings 4711321
Waste and scrap of iron and steel (Disposal of fixed assets only) 1561111
Waste and scrap of aluminum and aluminum alloy (Disposal of fixed assets only) 1561211
Waste and scrap of other non-ferrous metals (Disposal of fixed assets only) 1561220
Electric motors and generators 3631100
Switchgear, switchboards, relays, and industrial control apparatus 3812300
Turbines, turbine generators, and turbine generator sets 3452111
Boilers, metal tanks, industrial valves and seals 3453159
Agricultural, lawn and garden machinery and equipment 3311100
Instruments for measuring electricity 3631230
Industrial and commercial fans, blowers and air purification equipment 3441200
Appliances 3820000
Unmanned aerial vehicles (drones) 4211113
Partitions, shelving, lockers and other fixtures 3911500
Batteries 4752300
Sporting and athletic goods 4753100
Other machinery and equipment - specify: 9999999

Disposal and sales of fixed assets

Selling price

The total value, or the sales of fixed assets which were disposed of or sold, even if traded in for credit in the acquisition or purchase of new fixed assets. When land and buildings are sold together, please report the selling price of the land separately, along with other land sales.

Gross book value

This value should represent total capital expenditures for an asset, at and since the time of original construction or purchase, including all subsequent capital expenditures for the purpose of modernization, expansion, etc. Any subsidies received should not be subtracted.

Age

Report the age of the fixed asset at the time of disposal.

If you have disposed of or sold similar assets of varying ages, report them separately or combine the data and provide a weighted average for the ages.

Integrated Business Statistics Program (IBSP)

Reporting Guide

This guide is designed to assist you as you complete the Annual Capital and Repairs Expenditures Survey: Actual for 2020.

Your answers are confidential.

Statistics Canada is prohibited by law from releasing any information it collects which could identify any person, business, or organization, unless consent has been given by the respondent or as permitted by the Statistics Act.

Statistics Canada will use information from this survey for statistical purposes.

Table of contents

Reporting period information
Definitions
Industry characteristics

Reporting period information

For the purpose of this survey, please report information for your 12 month fiscal period for which the final day occurs on or between April 1, 2020 — March 31, 2021.

Here are twelve common fiscal periods that fall within the targeted dates:

  • May 1, 2019 to April 30, 2020
  • June 1, 2019 to May 31, 2020
  • July 1, 2019 to June 30, 2020
  • August 1, 2019 to July 31, 2020
  • September 1, 2019 to August 31, 2020
  • October 1, 2019 to September 30, 2020
  • November 1, 2019 to October 31, 2020
  • December 1, 2019 to November 30, 2020
  • January 1, 2020 to December 31, 2020
  • February 1, 2020 to January 31, 2021
  • March 1, 2020 to February 28, 2021
  • April 1, 2020 to March 31, 2021

Here are other examples of fiscal periods that fall within the required dates:

  • September 18, 2019 to September 15, 2020 (e.g., floating year-end)
  • June 1, 2020 to December 31, 2020 (e.g., a newly opened business)

Dollar amounts

  • Report dollar amounts in thousands of Canadian dollars.
  • Exclude sales tax.
  • When precise figures are not available, provide your best estimates.
  • Enter '0' if there is no value to report.

Definitions

What are Capital Expenditures?

Capital Expenditures are the gross expenditures on fixed assets for use in the operations of your organization or for lease or rent to others. Gross expenditures are expenditures before deducting proceeds from disposals, and credits (capital grants, donations, government assistance and investment tax credits).

Fixed assets are also known as capital assets or property, plant and equipment. They are items with a useful life of more than one year and are not purchased for resale but rather for use in the entity's production of goods and services.

Examples are buildings, vehicles, leasehold improvements, furniture and fixtures, machinery, and computer software.

Include:

  • modifications, acquisitions and major renovations
  • capital costs such as feasibility studies, architectural, legal, installation and engineering fees
  • subsidies and grants received and used in additions to fixed assets and construction-in-progress during the period
  • capitalized interest charges on loans with which capital projects are financed
  • work done by own labour force
  • additions to capital work in progress (construction-in-progress) accounts.

How to Treat Leases

Include:

  • assets acquired as a lessee through either a capital or financial lease;
  • assets acquired for lease to others as an operating lease.

Exclude:

  • operating leases acquired as a lessee and capitalized to right-of-use assets in accordance with IFRS 16 (International Financial Reporting Standards)
  • assets acquired for lease to others, either as a capital or financial lease.

Operating lease

The lessor bears the risk of ownership and retains a significant "residual" economic interest in the leased property. The lessee has the right to temporary use of the property, for a term shorter than the economic life of the property, in exchange for regular payments. At the end of the lease, the lessee has the option of purchasing the property at fair market value.

Capital or financial lease

These leases are similar in that the lessor in effect finances the "purchase" of the leased property by the lessee and retains a security interest in the leased property. The lessee retains the leased property for substantially all of its economic life.

Industry characteristics

New Assets: Report capital expenditures for acquisitions of new assets including the portion of work in progress for the current year. Include imports of used assets since they represent newly acquired assets for the Canadian economy.

Purchase of Used Canadian Assets: The object of our survey is to measure the acquisitions of new fixed assets separately from used fixed assets in the Canadian economy as a whole. This is because the acquisition of used assets does not increase the total inventory of fixed assets, it only transfers them within the Canadian economy.

Renovation, Retrofit, Refurbishing, Overhauling and Restoration: Report capital expenditures for existing assets being upgraded, renovated, retrofitted, refurbished, overhauled or restored.

Expected Useful Life of Assets: Report the expected life of the asset in years. If you have purchased similar assets with varying expected useful lives, please combine the data and provide a weighted average for the number of years, or the expected useful life of the asset with the largest value.

Land: Capital expenditures for land should include all costs associated with the purchase of the land that are not amortized or depreciated. Improvements of land should be reported in Non-Residential Construction.

Residential Construction: Capital expenditures incurred during the reporting period for residential structures (on a contracted basis and/or by your own employees).

  • Include the housing portion of multi-purpose projects and of townsites.
  • Exclude buildings that have accommodation units without self contained or exclusive use of bathroom and kitchen facilities (e.g., some student and senior citizens residences) and associated expenditures on services.

Non-Residential Construction: Capital expenditures incurred during the reporting period for non-residential building and engineering construction (on a contracted basis and/or by your own employees) whether for your own use or rent to others. Construction structures should be classified to an asset according to its principal use unless it is a multi-purpose structure where we would like you to separate the components. The cost of any machinery and equipment which is an integral or built-in feature of the structure (i.e. elevators, heating equipment, sprinkler systems, environmental controls, intercom systems, etc.) should be reported as part of that structure as well as landscaping, associated parking lots, etc.

Include:

  • Manufacturing plants, warehouses, office buildings, shopping centres, etc.;
  • Roads, bridges, sewers, electric power lines, underground cables, etc.;
  • The cost of demolition of buildings, land servicing and site preparation;
  • Leasehold and land improvements.
  • Additions to work in progress;
  • Townsite facilities such as streets, sewers, stores and schools;
  • Buildings that have accommodation units without self contained or exclusive use of bathroom and kitchen facilities (e.g., some student and senior citizen residences) and associated expenditures on services;
  • All preconstruction planning and design costs such as engineer and consulting fees and any materials supplied to construction contractors for installation, etc.

Machinery and Equipment

Capital expenditures incurred during the reporting period for machinery and equipment, whether for your own use or for lease or rent to others. Machinery and equipment are generally housed in structures and can be removed or replaced without significantly altering the structure.

Include:

  • Automobiles, trucks, professional and scientific equipment, office and store furniture and appliances;
  • Computers (hardware only), broadcasting, telecommunications and other information and communication technologies equipment;
  • Motors, generators, transformers;
  • Any capitalized tooling expenses;
  • Acquisitions to work in progress;
  • Progress payments paid out before delivery in the year in which such payments are made;
  • Any balance owing or holdbacks should be reported in the year the cost is incurred.

Non-Capital Repair and Maintenance Expenditures

This question represents the repair and maintenance of assets in contrast to the acquisition of assets or the renovation of assets.

Non-capitalized repair and maintenance expenditures are that portion of current or operating expenditures charged against revenue in the year incurred and made for the purpose of keeping the stock of fixed assets in good working condition during the life originally intended.

Repair and maintenance allow such fixed assets to operate at output producing capacity during the asset life without undue amounts of down time (preventive function). A second purpose is the returning of any portion of the stock of fixed assets into a state of good working condition after any malfunctioning or reduced efficiency for whatever reason (curative function) short of replacement of such fixed assets or adding significantly to their life or productive efficiency.

Maintenance expenditures on buildings and other structures may include the routine care of assets such as janitorial services, snow removal and/or salting and sanding by the firm's own employees or persons outside the firm's employ.

Maintenance expenditures on machinery and equipment may include oil change and lubrication of vehicles and machinery.

Include:

  • Gross non-capital repair and maintenance expenditures on non-residential buildings, other structures and on machinery and equipment;
  • Value of repair work done by your own employees as well as payments to persons outside your employ;
  • Building maintenance such as janitorial services, snow removal and sanding;
  • Equipment maintenance such as oil changes and lubrication of vehicles and other machinery.

Oil and Gas and Mineral Exploration: These expenditures include mineral rights fees and retention costs, geological, geophysical and seismic expenses, exploration drilling, and other costs incurred during the reporting period in order to determine whether mineral, oil or gas reserves exist and can be exploited commercially. Report gross expenditures, before deducting any incentive grants. Exclude the cost of land and business acquisitions.

Work in Progress: Work in progress represents accumulated costs since the start of capital projects which are intended to be capitalized upon completion.

Cost component of expenditures – internal costs

Internal construction or development costs: (such as material and labour) that are capitalized as part of the asset costs (such as own employee installation or erection of fixed assets, systems and software development staff).

Include all materials and supplies provided free to contractors and all architects, engineering and consultants fees and similar services.

Salaries and Wages: Show the total value of salaries and wages paid to your employees. Salaries and wages are gross earnings before deductions such as income tax and include incentive bonuses and vacation pay but exclude fringe benefits.

Materials and Supplies: Report total cost of materials and supplies used by your own employees and those provided free to contractors relating to the expenditures reported.

Other Charges: Examples of other charges are insurance, power, telephone and also architectural, legal, and engineering fees considered to be applicable to the expenditures reported.

Source of Funding Breakdown

Sources of funding of capital expenditures include grants, subsidies, donations, credit and venture capital from external sources, as well as internal fundi

Environmental protection and resource management expenditures

These questions cover the capital and repair expenditures made by this organization in order to prevent, reduce or eliminate pollution and other forms of degradation of the environment while performing your production activity, i.e., within your organization. Expenditures made to restore the environment from a degraded state are included. It can also be expenditures made for resource management activities which result in the more efficient use of natural resources, thus safeguarding against their depletion or the use of goods that have been adapted to be significantly less energy or resource intensive than the industry standard. This includes expenditures that this specific operation incurred for pollution prevention and abatement and control. Exclude expenditures made to improve employee health, workplace safety, and site beautification. Please report all environmental protection or resource management expenditures whether or not they are in response to current or anticipated Canadian or international regulations, conventions or voluntary agreements.
Specific activities are: Solid waste management; Wastewater management; Air pollution management; Protection and remediation of soil, groundwater and surface water; Protection of biodiversity and habitat; Noise and vibration abatement; Protection against radiation; Heat or energy savings and management; Fuel efficient vehicles and transportation goods or technologies; Production of energy from renewable sources; Renewable energy; Production of nuclear energy; and any other environmental protection or resource management activities.

Drivers and obstacles: Drivers or obstacles to the adoption of new or significantly improved clean technologies, systems or equipment for the establishment. ng.

Disposal and sales of fixed assets

Selling price

The total value, or the sales of fixed assets which were disposed of or sold, even if traded in for credit in the acquisition or purchase of new fixed assets. When land and buildings are sold together, please report the selling price of the land separately, along with other land sales.

Gross book value

This value should represent total capital expenditures for an asset, at and since the time of original construction or purchase, including all subsequent capital expenditures for the purpose of modernization, expansion, etc. Any subsidies received should not be subtracted.

Age

Report the age of the fixed asset at the time of disposal.
If you have disposed of or sold similar assets of varying ages, report them separately or combine the data and provide a weighted average for the ages.

Annual Capital and Repair Expenditures Survey: Actual for 2020
Category Asset Code
Non-residential construction  
Asset description and codes
The asset items and categories listed below are groupings of fixed assets generally having a similar function which can apply to various industries.
 
Construction structures should be classified to an asset according to its principal use unless it is a multi-purpose structure where we would like you to separate the components. The cost of any machinery and equipment which is an integral or built-in feature of the structure (i.e. elevators, heating equipment, sprinkler systems, environmental controls, intercom systems, etc.) should be reported as part of that structure as well as landscaping, associated parking lots, etc.  
Industrial Building  
Manufacturing plants 6221121
Industrial depots and service buildings 6221131
Farm buildings and structures 6221111
Other industrial sites and structures - specify: 6221141
Commercial Building  
Industrial laboratories, research and development centres 6222311
Warehouses 6222321
Service stations 6222331
Office buildings 6222111
Hotels and Motels 6222351
Restaurants 6222341
Shopping centres, plazas, malls and stores 6222211
Theatres and halls 6222361
Indoor recreational facilities 6222363
Other collective dwellings 6222372
Student residences 6222371
Airports and other passenger terminals 6222380
Communications buildings 6222391
Sports facilities with spectator capacity 6222362
Other commercial properties, not elsewhere classified - specify: 6222392
Institutional Building  
Schools, colleges, universities and other educational buildings 6223111
Religious centres and memorial sites 6223311
Hospitals 6223211
Nursing homes and senior citizens homes 6223222
Other health care buildings, not elsewhere classified 6223221
Daycare centres 6223341
Libraries 6223351
Historical sites 6223331
Public safety facilities 6223361
Museums 6223321
Other institutional buildings, not elsewhere classified- specify 6223371
Marine Engineering  
Seaports and harbours 6231311
Canals and waterways 6231331
Marinas 6231321
Other marine infrastructure - specify: 6231341
Transportation Engineering Infrastructure  
Parking lots and garages 6231211
Highways, roads and streets 6231111
Runways (include lighting) 6231231
Railway Tracks 6231221
Bridges 6231121
Tunnels 6231131
Other land transportation infrastructure, not elsewhere classified - specify: 6231241
Waterworks Engineering Infrastructure  
Water filtration plants 6235111
Water supply infrastructure 6235121
Sewage Engineering infrastructure  
Sewage treatment plants 6235211
Sewage collection and disposal infrastructure 6235221
Electric power engineering infrastructure  
Natural gas, coal and oil power plants 6233111
Nuclear power plants 6233112
Hydro-electric power plants 6233113
Other Power generating plants (wind, solar, biomass) 6233114
Power transmission networks 6233121
Power distribution networks 6233131
Communication Networks  
Telecommunications transmission cables and lines (except optical fibre) 6234111
Telecommunications transmission optical fibre cables 6234112
Telecommunications transmission support structures - towers, poles, conduit 6234113
Other communications networks - specify: 6234114
Oil and Gas Engineering Construction  
Oil refineries 6232121
Natural gas processing plants 6232122
Pipelines (except water supply conduits) 6232211
Development drilling for oil and gas 6711111
Production facilities in oil and gas extraction 6232111
Enhanced recovery techniques for oil and gas 6711113
Site development and maintenance services for oil and gas fields 6711112
Gas Distribution systems (main and services) and other oil and gas infrastructure 6232311
Mining Engineering Construction  
Mine surface buildings (except for beneficiation) 6236112
Mine buildings for ore beneficiation 6236111
Mine structures (except buildings) 6236113
Tailing disposal systems and settling ponds 6236114
Site development for mining 6711211
Other Engineering Construction  
Pollution abatement and control infrastructure 6236261
Outdoor recreational facilities 6236251
Waste disposal facilities 6236231
Irrigation networks 6236241
Reclaimed land 6236211
Flood protection infrastructure 6236221
Site remediation 7823131
Other engineering works, not elsewhere classified - specify: 6236262
Machinery and equipment  
Asset description and codes
The asset items and categories listed below are groupings of fixed assets generally having a similar function that can apply to various industries.
 
Machinery and equipment are generally housed in structures and can be removed or replaced without significantly altering the structure.  
Medium and Heavy Trucks, Buses and Other Motor Vehicles  
Medium and heavy-duty trucks 4121100
Buses 4121211
Freight and utility trailers 4121300
Special-purpose vehicles 4121221
Materials handling trucks and tractors 3454211
Other motor vehicles 4123100
Passenger Cars and Light Trucks  
Passenger cars, light-duty trucks, vans and SUVs 4110000
Other Transportation Equipment  
Locomotives, railway rolling stock, and rapid transit equipment 4411200
Civilian aircraft 4211112
Non-military ships, barges and platforms 4411112
Boats and personal watercraft 4421100
Other transportation equipment - specify: 4421259
Processing Equipment  
Water treatment equipment 3453311
Filters and strainers for fluids and fluid power systems 3454342
Packing, packaging, and bottling machinery 3454331
Mineral crushing, screening, processing and beneficiation machinery and equipment 3321151
Metalworking machinery 3411100
Industrial moulds, special dies, and patterns 3455110
Other industry-specific manufacturing machinery, not elsewhere classified - specify: 3431100
Computers and Office Equipment  
Computers and computer peripheral equipment 3611100
Optical and projection equipment, photocopiers, and office machines (except computers and peripherals) 3421110
Office furniture 3911400
Telecommunications, Cable and Broadcasting Equipment  
Broadcast, studio, alarm, and signalling equipment 3621200
Navigational and guidance instruments 3621300
Telephone and data communications equipment 3621100
Televisions and other audio and video equipment 3622100
Other communication equipment - specify: 3621419
Commercial and Service Industry Machinery and Equipment  
Commercial cooking and food-warming equipment 3421121
Commercial and service industry machinery and equipment, not elsewhere classified 3421130
Other Industrial Machinery and Equipment  
Heavy-gauge metal containers (including intermodal) 3454100
Hand tools and power hand tools (except welding and soldering equipment) 3454320
Logging machinery and equipment 3321111
Rock drilling machinery and equipment 3321141
Other mining and quarrying machinery and equipment, not elsewhere classified 3321142
Oil and gas field production machinery and equipment 3321160
Construction machinery and equipment 3321170
Nuclear reactor steam supply systems 3453113
Welding and soldering equipment 3454311
Industrial furnaces and ovens, and electric industrial heating equipment 3454341
Other materials handling equipment, conveyors, and elevators 3454249
Medical, Scientific and Technical Instruments and equipment  
Medical and laboratory equipment (except scientific instruments) 3631300
Scientific and technical instruments (except electromedical and irradiation equipment) 3631260
Other measuring, control, and scientific instruments (except electromedical and irradiation equipment) 3631269
Medical, dental and personal safety supplies 4751100
Other Machinery and Equipment  
Institutional and other furniture, not elsewhere classified (including furniture frames) 3911600
Engines (except gasoline and diesel engines for motor vehicles, and aircraft engines) and mechanical power transmission equipment 3451000
Pumps and compressors 3453200
Heating and cooling equipment (except household refrigerators and freezers) 3441100
Power and distribution transformers 3812211
Other transformers 3812220
Military aircraft 4211111
Military ships 4411111
Military armoured vehicles 4421231
Billboards 4751211
Non-residential mobile buildings 4711321
Waste and scrap of iron and steel (Disposal of fixed assets only) 1561111
Waste and scrap of aluminum and aluminum alloy (Disposal of fixed assets only) 1561211
Waste and scrap of other non-ferrous metals (Disposal of fixed assets only) 1561220
Electric motors and generators 3631100
Switchgear, switchboards, relays, and industrial control apparatus 3812300
Turbines, turbine generators, and turbine generator sets 3452111
Boilers, metal tanks, industrial valves and seals 3453159
Agricultural, lawn and garden machinery and equipment 3311100
Instruments for measuring electricity 3631230
Industrial and commercial fans, blowers and air purification equipment 3441200
Appliances 3820000
Unmanned aerial vehicles (drones) 4211113
Partitions, shelving, lockers and other fixtures 3911500
Batteries 4752300
Sporting and athletic goods 4753100
Other machinery and equipment - specify: 9999999